Displaying results 191 - 200 of 2823
CFTC Charges Florida Man And His Firm With Stealing $1.5 Million From Customers
… February 7, 2006 US Commodity Futures Trading Commission Charges Florida Man And His Firm With Stealing $1.5 Million From Customers CFTC Alleges That Defendant Lazaro Jose Rodriguez Solicited … The United States Commodity Futures Trading Commission (CFTC) announced today the filing of an enforcement action in …
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CFTC Charges Florida Man with Fraudulent Solicitation of Over $800,000 and Misappropriation in Futures Scheme
… futures trading. Cox has never been registered with the CFTC. In litigation, the CFTC seeks restitution to defrauded investors, disgorgement … stolen funds deposited with him for futures trading,” said CFTC Acting Director of Enforcement Gretchen Lowe.  Case … CFTC Charges Florida Man with Fraudulent Solicitation of …
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CFTC Joins Gemini Trust Company LLC in Motion for Relief from Judgment
… Trust Company LLC in a motion for relief from judgment in CFTC v. Gemini Trust Company LLC , originally filed in the … for the Southern District of New York in June 2022 [See CFTC Press Release No.  8540-22 ]. The parties entered into a consent order in January 2025 [See CFTC Press Release No.  9031-25 ]. The CFTC conducted a …
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CFTC Charges North Carolina Companies and Their Owners in $1 Million Foreign Currency Fraud and Misappropriation Scheme
… by the defendants and preserving records. A hearing on the CFTC’s Motion for Preliminary Injunction is scheduled for October 8, 2021. In its continuing litigation, the CFTC seeks full restitution to defrauded investors, … (CEA) and CFTC Regulations.  Case Background The complaint charges that from approximately March 2018 through the …
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CFTC Charges Two Defendants with Fraudulent Solicitation, Impersonation of a CFTC Investigator, and Forging CFTC Documents, All in Attempt to Steal Bitcoin
… September 28, 2018 CFTC Charges Two Defendants with Fraudulent Solicitation, Impersonation of a CFTC Investigator, and Forging CFTC Documents, All in … CFTC Charges Two Defendants with Fraudulent Solicitation, …
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CFTC Charges Long Island Resident and His Firm in Ongoing $59 Million Fraud Scheme
… and appointing a Temporary Receiver. A hearing on the CFTC’s Motion for Preliminary Injunction is scheduled for May 24, 2022. In its continuing litigation, the CFTC seeks restitution to defrauded investors, disgorgement … Scott Williamson and Robert Howell. *  *  *  *  *  * CFTC’s Commodity Pool and Forex Fraud Advisories The CFTC …
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CFTC Charges Former Head of International Binary Options Scheme with $10 Million Fraud
… September 17, 2019 CFTC Charges Former Head of International Binary Options Scheme … odds of customer losses. In its continuing litigation, the CFTC seeks full restitution to defrauded investors, … CFTC Charges Former Head of International Binary Options Scheme …
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CFTC Charges Florida Man and His Companies in Fraudulent Forex and Digital Asset Scheme
… April 16, 2020 CFTC Charges Florida Man and His Companies in Fraudulent Forex … margined off-exchange foreign currency (forex) scheme. “The CFTC remains committed to protecting market participants … CFTC Charges Florida Man and His Companies in Fraudulent Forex …
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CFTC Accepts Settlement Of American Futures Group And Three Individuals Charged With Failure To Supervise
… #3968-96 (CFTC Docket 95-15) Full Text of Order … CFTC Accepts Settlement Of American Futures Group And Three …
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CFTC Charges New Jersey-Based Entities and Individuals With Multi-Million Dollar Forex Fraud
… The complaint also states that WorldWideMarkets ignored CFTC registration requirements and customer-protection rules … “This complaint underscores the critical importance of the CFTC’s registration requirements and that market … staff members Camille Arnold and Lindsey Evans. ****** CFTC’s Forex Fraud Advisory The CFTC has issued several …
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