Displaying results 1881 - 1890 of 2823
… Today, the Commodity Futures Trading Commission (CFTC or Commission) filed a Complaint in the U.S. District … See Statement of Commissioner Kristin N. Johnson Regarding CFTC Action Against Retail Forex Ponzi Scheme Targeting … an offer of settlement to resolve the Commission’s charges, and the Commission is seeking entry of a consent …
Created on:
… for the Northern District of Illinois, will resolve all charges the CFTC brought against Zhao and Binance for knowingly … gains and pay a $1.35 billion civil monetary penalty to the CFTC, and obliges Zhao to pay a $150 million civil monetary …
Created on:
… , a Colorado LLC. The default judgment order stems from the CFTC’s August 31, 2022 amended complaint charging the nine … with a fraudulent foreign currency (forex) scheme. [See CFTC Press Release Nos. 8486-22 and 8790-23 .] The default … for all violations of the Commodity Exchange Act (CEA) and CFTC regulations alleged in the amended complaint, including …
Created on:
… on September 22. The court’s decision stems from the CFTC’s January 27, 2022 complaint charging Stubbs, together … with a fraudulent foreign currency (forex) scheme. [See CFTC Press Release No. 8486-22 ] The order found the CFTC demonstrated a reasonable likelihood Stubbs will …
Created on:
… Wright. As a matter of law, I do not believe that all the charges are backed by the facts. I also believe that some … agree that we need to be strong on enforcement and, at the CFTC, we are. But what can be much harder for regulators – … regarding any aspect of the trading program . . .” See CFTC Rules 4.31 and 4.34, 17 C.F.R. §§ 4.31, 4.34. [6] …
Created on:
… The Commodity Futures Trading Commission (Commission or CFTC) is issuing this Advance Notice of Proposed Rulemaking … and RIN 3038-AF65, by any of the following methods: CFTC Comments Portal: https://comments.cftc.gov. Select the ``Submit Comments'' link for this …
Created on:
… as Erie Marketing, LLC . The consent order resolves a CFTC action filed on September 17, 2019. [See CFTC Press Release No. 8018-19 ]. The complaint alleged, … in further violations of the Commodity Exchange Act and CFTC regulations, as charged, and imposes permanent …
Created on:
… Frequently Asked Questions (FAQs) [PDF] Timeline of events: CFTC and MF Global bankruptcy [PDF] NOTE: Customer claims … James W. Giddens, 06/04/2012 Proof of Claim Filed by the CFTC , 06/01/2012 Order Granting Motion of James W. Giddens, … Holdings Ltd. , 10/31/2011 Related News Releases CFTC Charges MF Global Inc., MF Global Holdings Ltd., Former CEO …
Created on:
… laws and regulations of the European Union applicable to CFTC-registered swap dealers organized and domiciled in the … Determination,'' by any of the following methods: CFTC Comments Portal: https://comments.cftc.gov. Select the … risk exposure requirement using standardized capital charges set forth in SEC Rule 18a-1 \75\ that are …
Created on:
… further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged. The order finds, among other … contracts (forex), and options. The order resolves the CFTC’s case filed on February 7, 2022. [See CFTC Press Release No. 8493-22 ] Case Background The order …
Created on: