Displaying results 1871 - 1880 of 2823
… The Commodity Futures Trading Commission (Commission or CFTC) is proposing rules to implement new statutory … site, via its Comments Online process at http:/ /comments.cftc.gov. Follow the instructions for submitting comments … Comments will be posted as received to http://www.cftc.gov. You should submit only information that you wish …
Created on:
… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is charged with proposing rules to implement new … ``a swap in an agricultural commodity (as defined by the [CFTC]).'' Neither Congress nor the CFTC has previously promulgated a definition of that term …
Created on:
… PBOT Fee Schedule amendments waiving certain transaction charges and floor brokerage assessments through December 31, … PBOT Fee Schedule amendments waiving certain transaction charges and floor brokerage assessments through December 31, …
Created on:
… and commingled participant funds. The order resolves the CFTC’s June 30, 2022 claims against Empires Consulting. [See CFTC Press Release No. 8551-22 .] Under the terms of the … further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged. Case Background The order …
Created on:
… Washington, DC —Commodity Futures Trading Commission (CFTC) Commissioner Caroline D. Pham released the following statement regarding the CFTC’s consent orders related to Binance announced today: … the United States relating to swaps, and the first alleged charges for individual liability against a chief compliance …
Created on:
… The Commodity Futures Trading Commission (Commission or CFTC) is adopting regulations to implement certain … Eileen A. Donovan, Special Counsel, 202-418-5096, edonovan@cftc.gov, Division of Clearing and Intermediary Oversight, … the effect on competition, including appropriate fees and charges applied to clearing; and (5) the existence of …
Created on:
… kick off this year’s Expo.  There is much going on at the CFTC, and our markets are more important than ever as a … results that continue to demonstrate the value of the CFTC as our borders (by statutory design) grow and evolve in … involving Sam Bankman-Fried and FTX; [xxi] first time charges against individuals operating an illegal exchange …
Created on:
… SUMMARY: The Commodity Futures Trading Commission (``CFTC'' or ``Commission'') is proposing a rule pursuant to … the following methods: Commission Web Site: http://comments.cftc.gov. Follow the instructions for submitting comments … a cooperative exemption have an impact on fees or other charges for any products and/or services? Would a …
Created on:
… PBOT Fee Schedule amendments waiving certain transaction charges and floor brokerage assessments through December 31, … PBOT Fee Schedule amendments waiving certain transaction charges and floor brokerage assessments through December 31, …
Created on:
… and other violations of the Commodity Exchange Act and CFTC regulations. The order requires Pires and Goncalves to … and permanently  bans them from registering with the CFTC and from trading in any CFTC-regulated markets. The order resolves a CFTC complaint …
Created on: