Displaying results 1861 - 1870 of 2823
… funds in violation of the Commodity Exchange Act (CEA) and CFTC regulations. The order requires Landgarten to pay … injunction against further violations of the CEA and CFTC regulations, as charged. Case Background The order … and commingled with non-pool funds exceeded $10,000. “The CFTC does not tolerate fraud or any attempts to obstruct our …
Created on:
… Washington, D.C. —Commodity Futures Trading Commission (CFTC) Commissioner Caroline D. Pham released the following statement regarding the CFTC’s administrative order regarding Trafigura Trading LLC … to determine there was a reasonable basis for the alleged charges, even after repeated requests. Yet, this case was …
Created on:
… Commission. The Commodity Futures Trading Commission (``CFTC'') provides herein guidance relating to that … Commission, 100 F Street NE, Washington, DC 20549; CFTC: Mark Fajfar, Senior Assistant General Counsel, Office … miners are paid their rewards. In return, the pool operator charges a fee that is deducted from the rewards earned by …
Created on:
… 6, 2009, the Commodity Futures Trading Commission (``CFTC'' or ``Commission'') published for comment in the … DC 20581. Telephone: (202) 418-5515. E-mail: gprice@cftc.gov; or Susan Nathan, Senior Special Counsel, Division … same address. Telephone: (202) 418-5133. E-mail: snathan@cftc.gov. SUPPLEMENTARY INFORMATION: I. Introduction The …
Created on:
… laws and regulations of the United Kingdom applicable to CFTC-registered swap dealers organized and domiciled in the … Determination,'' by any of the following methods: CFTC Comments Portal: https://comments.cftc.gov. Select the … 8032]] exposure requirement using standardized capital charges set forth in SEC Rule 18a-1 \71\ that are …
Created on:
… 6, 2009, the Commodity Futures Trading Commission (``CFTC'' or ``Commission'') published for comment in the … DC 20581. Telephone: (202) 418-5515. E-mail: gprice@cftc.gov; or Susan Nathan, Senior Special Counsel, Division … same address. Telephone: (202) 418-5133. E-mail: snathan@cftc.gov. SUPPLEMENTARY INFORMATION: I. Introduction The …
Created on:
… consent order related to Binance is the first time that the CFTC is charging a compliance officer with individual liability. Although this is a first for the CFTC, the SEC has imposed individual liability on a … was “compliance in name only.” I also believe that these charges emphasize the critical necessity of having a robust …
Created on:
… E. Murray and J. Vernon Abernethy, and contains additional charges against the original defendants–namely, Equity … by Patti Reiter May 2, 2007 Response to Firth’s letter by CFTC April 30, 2007 Letter from Vincent J. Firth April 24, … conference for June 1, 2007 March 30, 2007 Order granting CFTC’s motion for reconsideration of the December 18, 2006 …
Created on:
… The Commodity Futures Trading Commission (Commission or CFTC) is proposing rules to implement new statutory … site, via its Comments Online process at http:/ /comments.cftc.gov. Follow the instructions for submitting comments … Comments will be posted as received to http://www.cftc.gov. You should submit only information that you wish …
Created on:
… I will explore the Commodity Futures Trading Commission’s (CFTC or Commission) crypto-enforcement agenda. Second, I … development of the market. Specifically, for the U.S. CFTC, I am thoughtful about the development of tokenized … an honor to work with the incredibly talented staff of the CFTC and my fellow Commissioners. April 15 th marks the 50th …
Created on: