Displaying results 1821 - 1830 of 2823
… Keynote Address of CFTC Commissioner J. Christopher Giancarlo at The Global … the views of the Commodity Futures Trading Commission (CFTC), my fellow CFTC Commissioners, or of the CFTC staff. … with a non-qualified CCP are subject to significant capital charges. 9 78 Fed. Reg. 45,292 (Jul. 26, 2013). 10 CFTC …
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… injunction against Crater and bans him from trading in any CFTC-regulated markets, entering into any transactions … or digital asset commodities, and registering with the CFTC. The consent order finds from at least January 2014 … Mass. Jan. 18, 2022)).] Crater was found guilty of those charges on July 21, 2022, and was sentenced to over eight …
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… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is adopting a comprehensive regulatory scheme to … Act of 2010 (``Wall Street Reform Act'') \1\ and the CFTC Reauthorization Act of 2008 (``CRA'') \2\ with respect …
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… The Commodity Futures Trading Commission (Commission or CFTC) is proposing regulations to implement certain core … Web site, via its Comments Online process: http:// comments.cftc.gov. Follow the instructions for submitting comments … by the DCO; (2) each clearing and other fee that the DCO charges its clearing members; (3) the DCO's margin …
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… The Commodity Futures Trading Commission (Commission or CFTC) is adopting regulations to establish a clearing … E. Josephson, Deputy Director, 202-418-5684, sjosephson@cftc.gov; Brian O'Keefe, Associate Director, 202-418-5658, … the effect on competition, including appropriate fees and charges applied to clearing; and (5) the existence of …
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… SUMMARY: The Commodity Futures Trading Commission (``CFTC'' or ``Commission'') is requesting comment on a … PUCT, the authority with jurisdiction to regulate rates and charges for the sale of electric energy within the state of … pursuant to a tariff or rate schedule establishing rates or charges for, or protocols governing, the sale of electric …
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… 9, 2004. Other aspects of this transfer were submitted for CFTC approval. Chapter 1 Definitions ; Chapter 2 Membership … the buyer to refund to the seller any prepaid storage charges which extend beyond the day of delivery up through … 9, 2004. Other aspects of this transfer were submitted for CFTC approval. Chapter 1 Definitions ; Chapter 2 Membership …
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… SUMMARY: The Commodity Futures Trading Commission (``CFTC'' or ``Commission'') is issuing a final order (``Final … pursuant to a tariff or rate schedule establishing rates or charges for, or protocols governing, the sale of electric … or municipality having jurisdiction to regulate rates and charges for the sale of electric energy within the State or …
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… Comments may be sent via electronic mail to secretary@cftc.gov. FOR FURTHER INFORMATION CONTACT: Stacy Yochum, … of the establishment of the following system of records: CFTC-44 SYSTEM NAME: Personnel Security Files. SECURITY … SYSTEM: Individuals who require regular, ongoing access to CFTC facilities, information technology systems, or …
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… digital asset commodity scheme. The orders stem from the CFTC’s three-count complaint filed Sept. 26, 2023, charging … solicitation and trading scheme and misappropriation. [See CFTC Press Release No. 8789-23 ]. The default judgment order … liable for all violations of the Commodity Exchange Act and CFTC regulations alleged in the complaint including that …
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