Displaying results 1811 - 1820 of 2823
Industry Filings
… 9, 2004. Other aspects of this transfer were submitted for CFTC approval. Chapter 1  Definitions ; Chapter 2  … the buyer to refund to the seller any prepaid storage charges which extend beyond the day of delivery up through … 9, 2004. Other aspects of this transfer were submitted for CFTC approval. Chapter 1  Definitions ; Chapter 2  …
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Federal Court in District of Columbia Orders “Prediction Market” Companies to Pay $3 Million Civil Monetary Penalty for Illegally Trading Binary Options and Violating a 2005 CFTC Cease and Desist Order
… for Illegally Trading Binary Options and Violating a 2005 CFTC Cease and Desist Order Washington, DC – The Commodity Futures Trading Commission (CFTC) today announced that on July 5, 2018, Senior Judge … and Press Release 6423-12 , November 26, 2012: CFTC Charges Ireland-based “Prediction Market” Proprietors …
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Federal Court Orders New York Resident to Pay Over $1.5 Million in Digital Assets Trading Scheme
… order against Rashawn Russell,  a New York resident, in a CFTC action charging Russell with fraudulent solicitation … in conduct that violated the Commodity Exchange Act and CFTC regulations, as charged, permanently bans him from registering with the CFTC and from solicitation for and trading in any …
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Keynote Address of CFTC Commissioner J. Christopher Giancarlo before the 7th Annual Capital Link Global Commodities, Energy & Shipping Forum
… Keynote Address of CFTC Commissioner J. Christopher Giancarlo before the 7th … the views of the Commodity Futures Trading Commission (CFTC or Commission), my fellow CFTC commissioners or the CFTC staff. It is a pleasure to … Keynote Address of CFTC Commissioner J. Christopher Giancarlo before the 7th …
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Federal Court Orders IB Capital FX, LLC, Michel Geurkink, and Emad Echadi to Pay More than $35 Million in Restitution and a Civil Penalty for Soliciting at Least $50 Million from Members of the Public to Trade Forex, without Being Registered with the CFTC
… Public to Trade Forex, without Being Registered with the CFTC Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) obtained a Consent Order against Defendants IB Capital … currency (forex) trading, without being registered with the CFTC as is required. The Order, entered by Judge Lee Yeakel …
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New Jersey Court Order Imposes More Than $30 Million in Sanctions against Coyt E. Murray, Tech Traders, Inc., Tech Traders, Ltd., Magnum Investments, Ltd., and Magnum Capital Investments, Ltd. in Anti-Fraud Action Brought by the CFTC
… D.C. – The U.S. Commodity Futures Trading Commission (CFTC) announced today that on June 28, 2007, U.S. District … actually losing millions of dollars. The order stems from a CFTC complaint filed April 1, 2004, and amended on August … a related criminal action, Murray pled guilty to criminal charges brought by the United States Attorney for the …
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Federal Court in New York Orders Jon S. Corzine to Pay $5 Million Penalty for his Role in MF Global’s Unlawful Use of Nearly $1 Billion of Customer Funds and Prohibits Corzine from Registering with the CFTC in any Capacity or Associating with an FCM
… Funds and Prohibits Corzine from Registering with the CFTC in any Capacity or Associating with an FCM The Court’s … Washington - The U.S. Commodity Futures Trading Commission (CFTC) has obtained a federal court Consent Order against … segregation violations. The CFTC previously settled charges against MF Global and its parent Holdings for their …
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CFTC Orders ICAP Capital Markets LLC to Pay $50 Million Penalty for Aiding and Abetting Attempted Manipulation of U.S. Dollar ISDAFIX Benchmark Swap Rates
… September 18, 2018 CFTC Orders ICAP Capital Markets LLC to Pay $50 Million … Washington, DC  – The Commodity Futures Trading Commission (CFTC or Commission) today issued an Order filing and settling charges against  ICAP Capital Markets LLC (ICAP), now known … CFTC Orders ICAP Capital Markets LLC to Pay $50 Million …
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Remarks of CFTC Commissioner Rostin Behnam at the ASIFMA 2018 Annual Conference: Developing Asia’s Capital Markets, Singapore
… Remarks of CFTC Commissioner Rostin Behnam at the ASIFMA 2018 Annual … the views of the Commodity Futures Trading Commission (CFTC or Commission) or my fellow Commissioners. Today marks … ; Press Release 2018-186, SEC, SEC Charges Digital Asset Hedge Fund Manager with …
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Statement of Commissioner Kristin N. Johnson: Prioritizing Customer Protection and Combatting Fraud by FTX and Alameda
… the Commodity Futures Trading Commission (Commission or CFTC) announced the entry of a consent order in its … Court for the Southern District of New York, resolves the CFTC’s litigation against FTX and Alameda filed on December … Alameda have agreed to findings of liability on each of the charges alleged in the amended complaint. The consent order, …
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