Displaying results 1801 - 1810 of 2823
2011-20817
… SUMMARY: The Commodity Futures Trading Commission (``CFTC'' or ``Commission'') is adopting its regulations to … of the General Counsel (``OGC''), at (202) 418.5101, jburns@cftc.gov; Susan Nathan, Senior Special Counsel, Division of …
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Federal Court Orders Texas Firm to Pay Over $100 Million to Customers Defrauded in Cattle Fraud Scheme
… in conduct that violates the Commodity Exchange Act and CFTC regulations, as charged, and permanently bans Agridime from registering with the CFTC and from solicitating and trading in any CFTC-regulated markets.    The consent order further states …
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Federal Court Orders Lions of Forex and Owner to Pay $685,000 For Foreign Currency Fraud
… LLC , both of Miami, Florida. The orders stem from the CFTC’s complaint filed Sept. 28, 2023, charging Pulido with … with aiding and abetting Pulido’s fraudulent scheme [See CFTC Press Release No. 8795-23 ]. Under the terms of the … and permanently bans them from registering with the CFTC and from trading in any CFTC-regulated markets. The …
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Los Angeles Federal Court Orders Five Individuals to Pay Over $5 Million for Digital Asset Fraud and Misappropriation Scheme
… and David Brend of Tampa, Florida. The orders stem from the CFTC’s May 24, 2023, complaint charging the defendants, … with their digital asset scheme and misappropriation. [See CFTC Press Release No. 8706-23 ]. The default judgment order … indictment, Carmona and Ochoa pled guilty to the wire fraud charges. Arellano pled guilty to superseding indictment for …
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CFTC Obtains Default Judgment against The Trade Tech Institute, Inc., Technology Trading International, Inc., and Robert Sorchini for Fraudulent Solicitation of Managed Commodity Trading Accounts and Obtains Consent Judgment against Richard Carter as Cont
… June 28, 2012 CFTC Obtains Default Judgment against The Trade Tech … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that the U.S. District Court for the … order, entered on February 29, 2012, both stem from a CFTC enforcement action filed jointly with the Commissioner …
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CFTC Orders Bank of America, N.A. to Pay $30 Million Penalty for Attempted Manipulation and False Reporting of U.S. Dollar ISDAFIX Benchmark Swap Rates
… September 19, 2018 CFTC Orders Bank of America, N.A. to Pay $30 Million Penalty … Washington, DC – The Commodity Futures Trading Commission (CFTC or Commission) today issued an Order filing and settling charges against Bank of America, N.A. (Bank of America or …
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Acting Chairman Pham Announces Successful Completion of Enforcement Sprint
… from further violations of the Commodity Exchange Act and CFTC regulations, as charged.    “When I announced the … General Enforcement Task Force. “It not only allowed the CFTC to wrap up these six matters efficiently and conserve …   Swap Data Reporting Violations   The final order resolves charges against U.S. Bank, N.A. , a registered swap dealer, …
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2016-14035
… The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend the Commission's rules to … by RIN number 3038-AE20, by any of the following methods: CFTC Web site: http://comments.cftc.gov. Follow the … The effect on competition, including appropriate fees and charges applied to clearing; and (5) The existence of …
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CFTC Orders JPMorgan Chase Bank, N.A. to Pay $65 Million Penalty for Attempted Manipulation of U.S. Dollar ISDAFIX Benchmark Swap Rates
… June 18, 2018 CFTC Orders JPMorgan Chase Bank, N.A. to Pay $65 Million … Washington, DC – The Commodity Futures Trading Commission (CFTC or Commission) today issued an Order filing and settling charges against JPMorgan Chase Bank, N.A. (JPMC) for … CFTC Orders JPMorgan Chase Bank, N.A. to Pay $65 Million …
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Oklahoma Federal Court Orders More than $26 Million in Customer Restitution and Civil Monetary Penalties Against Prestige Ventures Corporation, Federated Management Group, Inc., Kenneth W. Lee and Simon Yang, Defendants in CFTC Ponzi Scheme Action
… Group, Inc., Kenneth W. Lee and Simon Yang, Defendants in CFTC Action against Multi-Million Dollar Ponzi Scheme … DC –The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained more than $26 million … The court’s order stems from a joint action filed by the CFTC and the Oklahoma Department of Securities on November …
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