Displaying results 181 - 190 of 2823
… May 24, 2012 CFTC Charges Chicago-based Trader Bradley Schiller with $7.8 … DC - The U.S. Commodity Futures Trading Commission (CFTC) today filed a complaint in the U.S. District Court for … CFTC Charges Chicago-based Trader Bradley Schiller with $7.8 …
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… January 29, 2018 CFTC Charges Trader Krishna Mohan with Spoofing and Engaging in a Manipulative and Deceptive Scheme CFTC Seeks Permanent Injunction, Civil Monetary Penalties, … CFTC Charges Trader Krishna Mohan with Spoofing and Engaging in a …
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… futures, forex and options. In the on-going litigation, the CFTC seeks restitution, disgorgement, civil monetary … further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged. Case Background The complaint … Vroustouris, Alison B. Wilson, and Rick Glaser. ****** CFTC Foreign Currency (Forex) Fraud Advisory The CFTC has …
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… Release: 5674-09 For Release: July 9, 2009 CFTC Charges Georgia Man with Operating a Multi-Million Dollar … DC – The U.S. Commodity Futures Trading Commission (CFTC) today charged Eldon A. Gresham, d/b/a The Gresham … CFTC Charges Georgia Man with Operating a Multi-Million …
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CFTC Charges Multiple Individuals and Entities in $28 Million Ponzi Scheme that Targeted Churchgoers
… a $28 million Ponzi scheme. The complaint also charges Arley Ray Johnson and John Frimpong of Maryland with … charges all defendants with failing to register with the CFTC as required. In its continuing litigation, the CFTC seeks full restitution to defrauded pool participants, …
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… material facts or omitting to state material facts to the CFTC in connection with the self-certification of a bitcoin futures product. The CFTC seeks disgorgement of ill-gotten gains, civil monetary … as charged. “Making false or misleading statements to the CFTC in connection with a futures product certification …
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… April 12, 2011 CFTC Settles Charges against Kuen Cheol Song for Illegal, Fictitious … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained $615,000 in … CFTC Settles Charges against Kuen Cheol Song for Illegal, Fictitious …
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… 4089-97 (CFTC Docket #98-3) … CFTC Files Complaint Charging New York Currency Research …
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… October 5, 2006 U.S. Commodity Futures Trading Commission Charges Utah Resident William D. Perkins with $3.4 Million … D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today the filing of a civil enforcement … invested, in violation of federal commodity laws. The CFTC is seeking permanent injunctive relief, disgorgement of …
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… and acting as a Commodity Trading Advisor (CTA) without CFTC registration. In its continuing litigation, the CFTC is seeking civil monetary penalties, trading and … further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged. Case Background According to …
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