Displaying results 1741 - 1750 of 2823
Federal Court Orders New York Man to Pay Over $3.4 Million For Forex Fraud Scheme Following Summary Judgment Ruling
… issued by Magistrate Judge James M. Wicks in favor of the CFTC’s motion for remedies and final judgment against … issued by Magistrate Judge James M. Wicks in favor of the CFTC’s motion for summary judgment against LaMarco as to … issued by Magistrate Judge James M. Wicks in favor of the CFTC’s motion for default judgment against LaMarco’s …
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Federal Court Orders Martin B. Rosenthal to Pay $1.2 Million for Aiding and Abetting the Making of False Statements to the NFA, Failing to Register as a Commodity Trading Advisor, and Violating a Previous CFTC Order
… as a Commodity Trading Advisor, and Violating a Previous CFTC Order Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a federal court order … National Futures Association (NFA), violating a previous CFTC order, and acting as an unregistered Commodity Trading …
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CFTC Orders Former Bank Trader and New York City Resident to Pay $360,000 Penalty in Connection with False Trading Reports Submitted to His Former Employer, Bank of America
… Release: 5612-09 For Release: February 11, 2009 CFTC Orders Former Bank Trader and New York City Resident to … DC — The U.S. Commodity Futures Trading Commission (CFTC) today settled charges against Michael Moster for submitting false reports … CFTC Orders Former Bank Trader and New York City Resident to …
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Federal Court Orders $13 Million Fine in CFTC Crude Oil Manipulation Action against Parnon Energy Inc., Arcadia Petroleum Ltd., and Arcadia Energy (Suisse) SA, and Crude Oil Traders James Dyer and Nicholas Wildgoose
… August 4, 2014 Federal Court Orders $13 Million Fine in CFTC Crude Oil Manipulation Action against Parnon Energy … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a $13 million civil … and Nicholas J. Wildgoose of the United Kingdom. The CFTC’s Complaint charged Defendants with manipulation and …
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CFTC Orders Registrant to Pay $1.25 Million for Fraud, Unauthorized Trading, and Violating Speculative Position Limits in Live Cattle Futures
… September 9, 2019 CFTC Orders Registrant to Pay $1.25 Million for Fraud, … today issued an order filing and simultaneously settling charges against Nathan Harris, a CFTC registrant, of Akron, Iowa, for fraud, unauthorized … CFTC Orders Registrant to Pay $1.25 Million for Fraud, …
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e9-26789
… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is amending its regulations governing the periodic … NW., Washington, DC 20581. Electronic mail: (echotiner@cftc.gov). SUPPLEMENTARY INFORMATION: I. Background On … regulated futures transactions with gains and losses on non-CFTC regulated transactions that are part of the same …
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e9-26789
… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is amending its regulations governing the periodic … NW., Washington, DC 20581. Electronic mail: (echotiner@cftc.gov). SUPPLEMENTARY INFORMATION: I. Background On … regulated futures transactions with gains and losses on non-CFTC regulated transactions that are part of the same …
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Federal Court Orders Arizona Resident Derek Springfield and His Company, Draven, LLC, to Pay over $2.2 Million in Restitution and a Penalty in CFTC Anti-Fraud Action
… to Pay over $2.2 Million in Restitution and a Penalty in CFTC Anti-Fraud Action Washington, DC - The Commodity Futures Trading Commission (CFTC) today announced that Judge David G. Campbell of U.S. … further violations of the Commodity Exchange Act and CFTC Regulations, as charged. The Court’s Order arises from …
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Opening Statement of Commissioner Brian D. Quintenz before the CFTC Energy and Environmental Markets Advisory Committee
… Statement of Commissioner Brian D. Quintenz before the CFTC Energy and Environmental Markets Advisory Committee … exposure calculations will result in higher capital charges to the bank, which, in turn, will either be passed … Statement of Commissioner Brian D. Quintenz before the CFTC Energy and Environmental Markets Advisory Committee …
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CFTC Orders Merrill Lynch Commodities, Inc. to Pay Approximately $25 Million for Spoofing, Manipulation, and Attempted Manipulation in Precious Metals Futures
… June 25, 2019 CFTC Orders Merrill Lynch Commodities, Inc. to Pay … Washington, DC – The Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Merrill Lynch Commodities, Inc. (MLCI), a … CFTC Orders Merrill Lynch Commodities, Inc. to Pay …
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