Displaying results 1711 - 1720 of 2823
CFTC Orders Registered Floor Broker Thomas Carroll and Trader R. Scott Hopkins to Pay Civil Monetary Totaling $700,000 for Engaging in a Fraudulent Trade Allocation Scheme
… December 21, 2010 CFTC Orders Registered Floor Broker Thomas Carroll and … for Engaging in a Fraudulent Trade Allocation Scheme CFTC order permanently prohibits defendants from trading and … today announced the filing and simultaneous settlement of charges against registered floor broker Thomas Carroll of …
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CFTC Obtains Restraining Order against Commodity Pool Operator and Commodity Trading Advisor, AlphaMetrix, LLC, Alleging Misappropriation of Pool Funds and Sending False or Misleading Statements
… November 6, 2013 CFTC Obtains Restraining Order against Commodity Pool … of Pool Funds and Sending False or Misleading Statements CFTC Complaint Also Names AlphaMetrix’s Parent Company, … DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that it filed a Complaint in the U.S. …
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Federal Court in Idaho Orders Brad Lee Demuzio and Demuzio Capital Management, LLC, to Pay over $3 Million in Connection with CFTC Commodity Pool Forex Fraud Action
… Management, LLC, to Pay over $3 Million in Connection with CFTC Commodity Pool Forex Fraud Action In related criminal … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge B. Lynn Winmill of the U.S. … LLC (DCM) , both of Chubbuck, Idaho, charged by the CFTC with operating a fraudulent $1.8 million commodity pool …
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CFTC Orders William J. Hionas and his Florida Firms, Pan American Metals of Miami and Pan American Metals of Miami Beach, to Pay Approximately $4.7 Million in Restitution and a Monetary Penalty for Fraudulent Off-Exchange Transactions in Precious Metals
… July 29, 2013 CFTC Orders William J. Hionas and his Florida Firms, Pan … DC – The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against two Miami, Florida, companies, Pan American … CFTC Orders William J. Hionas and his Florida Firms, Pan …
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Opening Statement of Commissioner Brian D. Quintenz before the CFTC Market Risk Advisory Committee
… Statement of Commissioner Brian D. Quintenz before the CFTC Market Risk Advisory Committee June 12, 2019 Thank you … exposure calculations will result in higher capital charges to the bank, which, in turn, will either be passed … other commodity markets. For example, in 2017, the CFTC assisted the EPA in analyzing 2016 RIN pricing data. …
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CFTC Sanctions Bunge Global Markets, Inc. $550,000 for Entering Pre-Market Soybean Futures Orders on Globex that Caused Non-Bona Fide Prices to be Reported
… March 22, 2011 CFTC Sanctions Bunge Global Markets, Inc. $550,000 for … DC – The U.S. Commodity Futures Trading Commission (CFTC) today filed and simultaneously settled charges against Bunge Global Markets, Inc. (Bunge) of White … CFTC Sanctions Bunge Global Markets, Inc. $550,000 for …
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CFTC Obtains Permanent Injunction against British Virgin Island Firm InterForex, Inc. for Acting as an Unregistered Retail Forex Dealer; Firm Ordered to Modify Website
… February 9, 2012 CFTC Obtains Permanent Injunction against British Virgin … Forex Dealer; Firm Ordered to Modify Website Action part of CFTC’s second nationwide sweep against foreign currency … provide services for U.S. customers. The order settles CFTC charges that InterForex unlawfully solicited U.S. customers …
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CFTC Obtains Permanent Injunction against California Resident Scott Bottolfson and His Two Companies for Defrauding Customers in Multi-Million Dollar Commodity Pool Ponzi Scheme
… October 19, 2011 CFTC Obtains Permanent Injunction against California … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced today that Judge Anthony J. Battaglia … bans against the defendants. The court’s order stems from a CFTC enforcement action filed on January 7, 2011, that …
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New Jersey Federal Court Orders Robert J. Sucarato to Pay $2 Million in Restitution and Penalties in CFTC Hedge Fund Anti-Fraud Action
… Sucarato to Pay $2 Million in Restitution and Penalties in CFTC Hedge Fund Anti-Fraud Action Sucarato found to have … DC — The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a default judgment … concealing trading losses. The default order stems from a CFTC complaint charging Sucarato, doing business as New York …
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CFTC Obtains Default Judgment and Permanent Injunction against iFinix Futures, Inc. and Its Senior Executive Officer, Connecticut Resident Benhope Marlon Munroe, for Making False Statements to the NFA and Failing to Meet Minimum Financial Requirements
… September 26, 2013 CFTC Obtains Default Judgment and Permanent Injunction … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Leonard D. Wexler of the … Order of default judgment and permanent injunction against CFTC-registered independent Introducing Broker (IB) iFinix …
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