Displaying results 1701 - 1710 of 2823
CFTC Obtains Orders against Patrick Rakotonanahary and his Company, Cyber Market Group LLC, for Defrauding Customers in a Multi-Million Dollar Foreign Currency Ponzi Scheme
… November 4, 2011 CFTC Obtains Orders against Patrick Rakotonanahary and his … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that the Honorable Susan Oki Mollway … company, Cyber Market Group LLC (Cyber). The CFTC charged Rakotonanahary and Cyber with operating a …
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CFTC Orders Florida Resident Sean F. McCabe and His Company WorldPMX, Inc. to Pay Restitution and a Civil Monetary Penalty of More than $1.1 Million for Engaging in Illegal, Off-Exchange Precious Metals Transactions
… September 17, 2014 CFTC Orders Florida Resident Sean F. McCabe and His Company … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it entered an Order filing and simultaneously settling charges against Sean F. McCabe , a resident of Sunny Isles, …
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CFTC Seeks to Revoke the Registrations of Joshua Wallace and his Company System Capital, LLC Based on Court’s Permanent Injunction Order Prohibiting Them from Committing Further Fraud and on Wallace’s Conviction for Criminal Commodities Fraud
… July 11, 2013 CFTC Seeks to Revoke the Registrations of Joshua Wallace and … DC - The U.S. Commodity Futures Trading Commission (CFTC) today filed a Notice of Intent (Notice) to revoke the … founder, sole owner, principal, and president. The CFTC Notice alleges that Wallace and System Capital are …
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CFTC Orders Morgan Stanley and Co. Incorporated to Pay $350,000 Penalty for Omitting Futures and Options Data from Part 17 Large Trader Reports
… November 2, 2017 CFTC Orders Morgan Stanley and Co. Incorporated to Pay … Washington, DC – The Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Morgan Stanley and Co. Incorporated (Morgan … CFTC Orders Morgan Stanley and Co. Incorporated to Pay …
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CFTC Sanctions Cantor Fitzgerald & Co. $100,000 for Wash Sales and Causing Noncompetitive Trading in the Reformulated Gasoline Futures Contract Traded on the New York Mercantile Exchange
… February 22, 2011 CFTC Sanctions Cantor Fitzgerald & Co. $100,000 for Wash … DC – The U.S. Commodity Futures Trading Commission (CFTC) today issued an order filing and simultaneously settling charges against Cantor Fitzgerald & Co. (Cantor) of New … CFTC Sanctions Cantor Fitzgerald & Co. $100,000 for Wash …
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CFTC Orders Citibank to Pay $250 Million for Attempted Manipulation and False Reporting of U.S. Dollar ISDAFIX Benchmark Swap Rates
… May 25, 2016 CFTC Orders Citibank to Pay $250 Million for Attempted … Dollar ISDAFIX Benchmark Swap Rates Today’s Action Is the CFTC’s Second Enforcement Action for the Attempted … Commission (CFTC) issued an Order today filing and settling charges against Citibank, N.A. (Citibank or the Bank).  The …
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CFTC Orders London-based Enskilda Futures Ltd. and Its Swedish Principal, Skandinaviska Enskilda Banken AB, to Pay a $150,000 Civil Penalty for Supervision Violations
… November 28, 2011 CFTC Orders London-based Enskilda Futures Ltd. and Its … Washington, DC - The Commodity Futures Trading Commission (CFTC) today issued an order filing and simultaneously settling charges against Enskilda Futures Ltd. (EFL), a London-based … CFTC Orders London-based Enskilda Futures Ltd. and Its …
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CFTC Revokes Registrations of John G. Wilkins and His Company, Altamont Global Partners LLC, Based on Federal Court’s Permanent Injunction Order and on Wilkins’s Related Criminal Conviction
… March 25, 2015 CFTC Revokes Registrations of John G. Wilkins and His … DC —The U.S. Commodity Futures Trading Commission (CFTC) today announced the revocation of the registrations of … formerly of Chuluota, Florida. AGP was registered with the CFTC as a Commodity Pool Operator, and Wilkins was …
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2013-27849
… and Risk (``DCR''), at 202-418-5188 or aradhakrishnan@cftc.gov; Robert B. Wasserman, Chief Counsel, DCR, at 202-418-5092 or rwasserman@cftc.gov; M. Laura Astrada, Associate Chief Counsel, DCR, at … which sets forth interim rules governing the capital charges arising from bank exposures to CCPs related to OTC …
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2010-29836
… SUMMARY: The Commodity Futures Trading Commission (the ``CFTC'' or ``Commission'') seeks comment on possible models … Web site, via its Comments Online process: http:// comments.cftc.gov. Follow the instructions for submitting comments … commissions, brokerage, interest, taxes, storage and other charges, lawfully accruing in connection with such contracts …
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