Displaying results 171 - 180 of 2823
CFTC Charges 3 Texas Men and 1 Florida Man in Fraudulent Digital Asset Scheme
… $989,000 with one or more representatives of GTC.  The CFTC seeks disgorgement of ill-gotten gains, civil monetary … CFTC Charges 3 Texas Men and 1 Florida Man in Fraudulent Digital …
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CFTC Charges Hedge Fund with Violating Wheat Futures Speculative Position Limits
… July 2, 2019 CFTC Charges Hedge Fund with Violating Wheat Futures Speculative … Washington, DC — The Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges … CFTC Charges Hedge Fund with Violating Wheat Futures Speculative …
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CFTC Charges Donald R. Wilson and his Company, DRW Investments, LLC, with Price Manipulation
… November 6, 2013 CFTC Charges Donald R. Wilson and his Company, DRW Investments, … DC – The U.S. Commodity Futures Trading Commission (CFTC) today filed a civil enforcement action in the U.S. … company, DRW Investments, LLC (DRW). The CFTC’s Complaint charges Wilson and DRW with unlawfully manipulating and …
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CFTC Charges Charles H. McAllister of Alabama with Engaging in a Fraudulent Precious Metals Scheme
… April 30, 2018 CFTC Charges Charles H. McAllister of Alabama with Engaging in a … Washington, DC – The Commodity Futures Trading Commission (CFTC) filed a federal civil enforcement action in the U.S. … CFTC Charges Charles H. McAllister of Alabama with Engaging in a …
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CFTC Charges Mosaic Exchange Limited and Sean Michael with a Fraudulent Solicitation and Digital Asset Commodities Trading Scheme
… customer funds. In its continuing litigation, the CFTC seeks restitution, disgorgement, civil monetary … further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged. Case Background According to … Banar, Steve Kim, Kara Mucha, and Rick Glaser. * * * * * CFTC’s Commodity Pool Fraud Advisory The CFTC has issued …
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CFTC Charges FTX Co-Owner with Fraud by Misappropriation and Aiding and Abetting Fraud Related to Digital Asset Commodities
… The Commodity Futures Trading Commission today filed fraud charges against Nishad Singh , an FTX senior executive, in a … are related to those in a previously filed and ongoing CFTC action against Bankman-Fried, FTX, Alameda, FTX … the loss of over $8 billion in FTX customer assets. [See CFTC Press Release Nos. 8638-22 and 8644-22 ].  Singh does …
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CFTC Charges South Carolina Resident Robert Stanley Harrison with Commodity Pool Fraud
… February 11, 2013 CFTC Charges South Carolina Resident Robert Stanley Harrison with … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge G. Ross Anderson of the … CFTC Charges South Carolina Resident Robert Stanley Harrison with …
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Statement of Commissioner Kristin N. Johnson Regarding CFTC Resolving Charges Against Three Decentralized Finance Companies: The Need for Oversight
… Yesterday, the Commodity Futures Trading Commission (CFTC) announced the entry of charges against operators of three decentralized finance (DeFi) protocols.  For the first time, the CFTC charged a DeFi operator—Opyn, Inc. and Deridex, … Statement of Commissioner Kristin N. Johnson Regarding CFTC Resolving Charges Against Three Decentralized Finance …
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CFTC Charges Florida Man for Attempting to Fraudulently Profit From COVID-19
… fraudulent solicitation and failure to register with the CFTC. Walsh’s fraudulent solicitations include falsely … This is the first enforcement action brought by the CFTC alleging misconduct tied directly to the pandemic. The CFTC has also brought additional cases against entities and …
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CFTC Charges North Carolina Resident James Harvey Mason with Commodity Pool Fraud
… March 29, 2013 CFTC Charges North Carolina Resident James Harvey Mason with … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Graham Mullen of the U.S. … CFTC Charges North Carolina Resident James Harvey Mason with …
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