Displaying results 1661 - 1670 of 2823
CFTC Issues Proposed Order to Exempt Certain Non-Financial Energy Derivative Transactions Between Government-Owned Electric Utilities and Cooperatively-Owned Electric Utilities
… August 17, 2012 CFTC Issues Proposed Order to Exempt Certain Non-Financial … Washington, DC – The Commodity Futures Trading Commission (CFTC) today approved a Proposed Order that would exempt … CFTC Issues Proposed Order to Exempt Certain Non-Financial …
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CFTC Obtains $21.8 Million Default Judgment against Former CBOE Member Alvin Guy Wilkinson and his Connecticut-based Firms for Misappropriation of Customer Funds and Fraudulent Solicitation in Ponzi Scheme
… November 30, 2016 CFTC Obtains $21.8 Million Default Judgment against Former … DC – The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge Virginia Kendall of the U.S. … also finds that Defendants were not registered with the CFTC, as required. Wilkinson is a former member of the …
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Industry Filings
… PBOT Fee Schedule amendments waiving certain transaction charges, floor brokerage assessments, and charges with respect to exchanges of futures for physical … 11/07/2003 NYMEX This filing is simply notifying the CFTC of the launch dated for new option contracts and …
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CFTC Orders SG Americas Securities, LLC to Pay a $750,000 Civil Monetary Penalty for its Participation in Wash Transactions and Related Supervision Failures
… September 28, 2016 CFTC Orders SG Americas Securities, LLC to Pay a $750,000 … in Wash Transactions and Related Supervision Failures CFTC Finds that the Firm Lacked Adequate Controls and … today issued an Order filing and simultaneously settling charges against SG Americas Securities, LLC , as successor …
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Federal Court Orders Defendants Arista LLC, Abdul Sultan Walji, and Reniero Francisco, All of Southern California, to Pay over $22 Million in Restitution and Fines for Commodity Pool Fraud and Making False Statements to the CFTC
… for Commodity Pool Fraud and Making False Statements to the CFTC Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Paul A. Engelmayer of the … and Francisco each pled guilty to conspiracy and fraud charges and were sentenced, respectively, to 151 months and …
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Federal Court in Illinois Orders Defendants Richard C. Regan and Pro Trading Course, LLC to Pay More than $600,000 in Restitution and Civil Monetary Penalties to Settle CFTC Anti-Fraud Action
… in Restitution and Civil Monetary Penalties to Settle CFTC Anti-Fraud Action Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge James B. Zagel, of the U.S. … both of La Jolla, Calif. The court’s order stems from a CFTC enforcement action filed on December 7, 2011, that …
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CFTC Finds Statoil ASA Attempted to Manipulate the Argus Far East Index, a Propane Benchmark, to Benefit Statoil’s NYMEX-cleared Swaps Position
… November 14, 2017 CFTC Finds Statoil ASA Attempted to Manipulate the Argus Far … Washington, DC – The Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against Statoil ASA (Statoil), an international … CFTC Finds Statoil ASA Attempted to Manipulate the Argus Far …
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CFTC Sanctions ConAgra Trade Group, Inc. $12 Million for Causing a Non-Bona Fide Price to Be Reported in the NYMEX Crude Oil Futures Contract
… August 16, 2010 CFTC Sanctions ConAgra Trade Group, Inc. $12 Million for … DC — The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing and simultaneous settlement of charges against ConAgra Trade Group, Inc. (CTG) for causing … CFTC Sanctions ConAgra Trade Group, Inc. $12 Million for …
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CFTC Orders Rosenthal Collins Group, LLC, a Registered Futures Commission Merchant, to Pay More than $2.5 Million for Supervision and Record-Production Violations
… April 12, 2012 CFTC Orders Rosenthal Collins Group, LLC, a Registered … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing and simultaneous settlement of charges against Rosenthal Collins Group, LLC (RCG), a … CFTC Orders Rosenthal Collins Group, LLC, a Registered …
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CFTC Orders Chicago Futures Commission Merchant FCStone, LLC and New York Introducing Broker Commodity Operations Inc. to Pay $260,000 for Supervision Violations
… March 13, 2012 CFTC Orders Chicago Futures Commission Merchant FCStone, LLC … DC -- The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing and simultaneous settlement of charges against FCStone, LLC , a Chicago-based registered … CFTC Orders Chicago Futures Commission Merchant FCStone, LLC …
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