Displaying results 1641 - 1650 of 2823
CFTC Orders Iowa Resident Jeffrey J. Kinseth and His Company, Virtual Vision Inc., to Pay More than $1 Million in Restitution and Penalties in Fraud Action
… February 23, 2012 CFTC Orders Iowa Resident Jeffrey J. Kinseth and His … DC - The U.S. Commodity Futures Trading Commission (CFTC) today filed and simultaneously settled charges against Jeffrey J. Kinseth of Cedar Rapids, Iowa, … CFTC Orders Iowa Resident Jeffrey J. Kinseth and His …
Created on:
CFTC Enforcement Program Files 25% More Cases During Fiscal Year 2009 than in the Prior Fiscal Year
… Release: 5733A-09 For Release: October 16, 2009 CFTC Enforcement Program Files 25% More Cases During Fiscal … DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that its enforcement program filed 25% … 2009, than in the prior fiscal year. During FY 2009, the CFTC’s Division of Enforcement filed 50 enforcement actions …
Created on:
CFTC Orders Goldman Sachs Execution & Clearing, L.P., a Registered Futures Commission Merchant, to Pay $7 Million for Supervision Failures in Handling Accounts it Carried
… March 13, 2012 CFTC Orders Goldman Sachs Execution & Clearing, L.P., a … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that Goldman Sachs Execution & … penalty and $1.5 million in disgorgement to settle CFTC charges that it failed to diligently supervise accounts that …
Created on:
CFTC Orders Sempra Energy Trading LLC to Pay $175,000 to Settle Trading Card Violations in Connection with Natural Gas Futures Trading on the NYMEX
… Release: 5540-08 For Release: September 4, 2008 CFTC Orders Sempra Energy Trading LLC to Pay $175,000 to … DC — The U.S. Commodity Futures Trading Commission (CFTC) today filed and simultaneously settled charges against Sempra Energy Trading LLC (Sempra) for … CFTC Orders Sempra Energy Trading LLC to Pay $175,000 to …
Created on:
CFTC Order Imposes a Monetary Penalty and Permanent Trading and Registration Bans against Daniel Bowman for Violating Speculative Position Limits in Live Cattle Futures
… September 29, 2015 CFTC Order Imposes a Monetary Penalty and Permanent Trading … DC - The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Daniel Bowman of Lisle, Illinois, for … CFTC Order Imposes a Monetary Penalty and Permanent Trading …
Created on:
07-2527
… SUMMARY: The Commodity Futures Trading Commission (CFTC) is announcing an opportunity for public comment on the … (202) 418-5495; FAX (202) 418-5527; e-mail: rshiltz@cftc.gov. SUPPLEMENTARY INFORMATION: Under the PRA, Federal … to OMB for approval. To comply with this requirement, the CFTC is publishing notice of the proposed collection of …
Created on:
CFTC Orders Florida Firms, Joseph Glenn Commodities LLC and JGCF LLC, and Owners Scott Newcom and Anthony Pulieri to Pay over $1 Million in Restitution and Penalties for Fraudulent Off-Exchange Transactions in Precious Metals with Retail Customers
… March 27, 2013 CFTC Orders Florida Firms, Joseph Glenn Commodities LLC and … DC – The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against two Boca Raton, Fla., companies, Joseph … CFTC Orders Florida Firms, Joseph Glenn Commodities LLC and …
Created on:
07-3697
… (202) 418-5494; FAX: (202) 418-5527; e-mail: radriance@cftc.gov and refer to OMB Control No. 3038-0054. … valid OMB control number. The OMB control numbers for the CFTC's regulations were published on December 30, 1981. See … of Management and Budget, Attention: Desk Officer for CFTC, 725 17th Street, Washington, DC 20503. Dated: July 24, …
Created on:
Investor Resilience, Crypto Assets, and Sustainable Finance: World Investor Week 2023 — Investor Bulletin
… (FINRA), the Commodity Futures Trading Commission (CFTC), the National Futures Association (NFA), the … involving crypto assets on  Investor.gov  or  CFTC.gov . Sustainable Finance Sustainable investing, … read  Environmental, Social and Governance (ESG) Funds . CFTC Seeks Carbon Market Fraud Tips and Forms Task Force One …
Created on:
Customer Advisory: Be Alert and Share Information to Help Seniors Avoid Fraud
… attorney general, the Internet Crime Complaint Center , CFTC , or the appropriate agency. The information you … government or law enforcement agencies, including the  CFTC ,  SEC ,  Department of Justice ,  Federal Trade … based on this information. This advisory references non-CFTC websites and organizations. The CFTC cannot attest to …
Created on: