Displaying results 1601 - 1610 of 2823
CFTC Orders JSC VTB Bank and VTB Capital PLC Jointly to Pay a $5 Million Civil Monetary Penalty for Unlawfully Executing Fictitious and Noncompetitive Block Trades of Russian Ruble/U.S. Dollar Futures Contracts
… September 19, 2016 CFTC Orders JSC VTB Bank and VTB Capital PLC Jointly to Pay … DC – The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against banking institutions JSC VTB Bank (VTB), … CFTC Orders JSC VTB Bank and VTB Capital PLC Jointly to Pay …
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CFTC Orders Florida-based Worth Asset Management and its Owner, Paul L. Kaulesar, to pay over $6.2 Million in Restitution and a Fine for Multi-Million Dollar Fraudulent Precious Metals Scheme
… February 18, 2014 CFTC Orders Florida-based Worth Asset Management and its … DC – The U.S. Commodity Futures Trading Commission (CFTC) today filed and settled charges against Worth Asset Management LLC (Worth Asset) of … CFTC Orders Florida-based Worth Asset Management and its …
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CFTC Orders Advanced Trading Workshop, Inc. of Jamesville, New York, to Pay a Total of $940,000 in Disgorgement and a Civil Monetary Penalty for Solicitation Fraud and Failure to Register
… September 27, 2016 CFTC Orders Advanced Trading Workshop, Inc. of Jamesville, … today issued an Order filing and simultaneously settling charges against Respondent Advanced Trading Workshop, Inc. … to an online trading room and failing to register with the CFTC as a Commodity Trading Advisor (CTA) as required. ATW, …
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CFTC Orders Bitcoin Options Trading Platform Operator and its CEO to Cease Illegally Offering Bitcoin Options and to Cease Operating a Facility for Trading or Processing of Swaps without Registering
… September 17, 2015 CFTC Orders Bitcoin Options Trading Platform Operator and … against an Unregistered Bitcoin Options Trading Platform, CFTC Holds that Bitcoin and Other Virtual Currencies Are a … today issued an Order filing and simultaneously settling charges against Coinflip, Inc. d/b/a Derivabit (Coinflip) …
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CFTC Orders Morgan Stanley Capital Group Inc. to Pay $1.5 Million for Spoofing in the Precious Metals Futures Markets 
… October 1, 2019   CFTC Orders Morgan Stanley Capital Group Inc. to Pay $1.5 … the Precious Metals Futures Markets  Washington, DC — The CFTC on Monday, September 30, 2019 issued an order filing and settling charges against Morgan Stanley Capital Group Inc. for …
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Federal Court Orders New York Resident Dawn Musorofiti to Pay $82,600 in Fines and other Sanctions in CFTC Anti-Fraud Action
… Musorofiti to Pay $82,600 in Fines and other Sanctions in CFTC Anti-Fraud Action Order permanently bans Musorofiti … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained $82,600 in civil … including soliciting funds or registering with the CFTC and trading on behalf of others or herself. The order, …
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CFTC Orders the Bank of Nova Scotia to Pay $800,000 Penalty for Spoofing in the Precious Metals Futures Markets
… October 1, 2018 CFTC Orders the Bank of Nova Scotia to Pay $800,000 Penalty … Washington, DC — The Commodity Futures Trading Commission (CFTC) issued an Order filing and settling charges against the Bank of Nova Scotia ( BNS) for engaging … CFTC Orders the Bank of Nova Scotia to Pay $800,000 Penalty …
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CFTC Orders Five Banks to Pay over $1.4 Billion in Penalties for Attempted Manipulation of Foreign Exchange Benchmark Rates
… November 12, 2014 CFTC Orders Five Banks to Pay over $1.4 Billion in Penalties … DC – The U.S. Commodity Futures Trading Commission (CFTC) issued five Orders filing and settling charges against Citibank N.A. (Citibank), HSBC Bank plc … CFTC Orders Five Banks to Pay over $1.4 Billion in Penalties …
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CFTC Orders Floor Broker Anuj C. Singhal to Pay $150,000 Penalty for Spoofing in Wheat Futures Market
… April 9, 2018 CFTC Orders Floor Broker Anuj C. Singhal to Pay $150,000 … Washington DC – The Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against Anuj C. Singhal , a Dallas, Texas resident … CFTC Orders Floor Broker Anuj C. Singhal to Pay $150,000 …
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CFTC Orders Florida Resident Anthony Lauria and His Company Gold Coast Bullion, Inc. to Pay More than $9.6 Million in Restitution and a Civil Monetary Penalty in Off-Exchange Precious Metals Fraud
… January 26, 2015 CFTC Orders Florida Resident Anthony Lauria and His Company … DC – The U.S. Commodity Futures Trading Commission (CFTC) today entered an Order filing and simultaneously settling charges against Anthony Lauria and his company, Gold Coast … CFTC Orders Florida Resident Anthony Lauria and His Company …
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