Displaying results 161 - 170 of 2823
CFTC Charges Upstream Energy Services with Acting as an Unregistered Futures Commission Merchant
… October 24, 2019   CFTC Charges Upstream Energy Services with Acting as an … market participants and ensure market integrity,” said CFTC Director of Enforcement James McDonald.   The order … CFTC Charges Upstream Energy Services with Acting as an …
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CFTC Settles Commodity Pool Fraud Charges with Florida Resident Eddie Holman Jr.
… Futures Trading Commission Settles Commodity Pool Fraud Charges with Florida Resident Eddie Holman Jr. Washington, … D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today the issuance of an administrative … incurred losses and the account closed with a net loss. The CFTC order further finds that by such conduct, Holman, …
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CFTC Charges Illinois Resident and One of His Companies with Fraud in $6 Million Commodity Pool
… Release: 5712-09 For Release: September 4, 2009 CFTC Charges Illinois Resident and One of His Companies with … DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that it sued Schaumburg, … CFTC Charges Illinois Resident and One of His Companies with …
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CFTC Charges Fan Wang with Making False Reports in Connection with Commodity Futures Transactions
… September 7, 2016 CFTC Charges Fan Wang with Making False Reports in Connection … DC – The U.S. Commodity Futures Trading Commission (CFTC) filed a civil injunctive enforcement action in the … resides in Short Hills, New Jersey. The CFTC’s Complaint charges Wang with willfully making false reports in …
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CFTC Charges Futures Trader and Industrial Firm with Spoofing in Precious Metals Futures
… September 16, 2019 CFTC Charges Futures Trader and Industrial Firm with Spoofing in … for Heraeus. This case was brought in connection with the CFTC Division of Enforcement’s Spoofing Task Force. “This … CFTC Charges Futures Trader and Industrial Firm with Spoofing in …
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CFTC Charges Swap Dealer for Failure to Supervise Valuation Activities on Two Derivatives Trading Desks
… Commission today issued an order filing and settling charges against Natixis , a global bank and swap dealer, for … provisions of the Commodity Exchange Act (CEA) and CFTC regulations, and comply with certain conditions and … ensure that derivatives positions reflect fair value,” said CFTC Acting Director of Enforcement Gretchen Lowe. Case …
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CFTC Charges Unregistered Forex Trading Firm and Its Principal with Fraud and Misappropriation
… September 9, 2019 CFTC Charges Unregistered Forex Trading Firm and Its Principal … leveraged or margined foreign currency (retail forex).  The CFTC complaint alleges fraudulent solicitation of at least … CFTC Charges Unregistered Forex Trading Firm and Its Principal …
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CFTC Charges Alexander Giap of Annandale, Va., with Fraud by an Unregistered Commodity Trading Advisor
… February 27, 2012 CFTC Charges Alexander Giap of Annandale, Va., with Fraud by an … Washington - The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a federal civil … CFTC Charges Alexander Giap of Annandale, Va., with Fraud by an …
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CFTC Charges Michigan Resident Jerry Stauffer with Commodity Pool Fraud and Other Violations
… March 3, 2015 CFTC Charges Michigan Resident Jerry Stauffer with Commodity Pool … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that Chief Judge Paul L. Maloney, of … CFTC Charges Michigan Resident Jerry Stauffer with Commodity Pool …
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CFTC Charges Texas Man with Misappropriating Over $8.3 Million In Customer Funds
… by the court. In its continuing litigation, the CFTC seeks full restitution to defrauded pool participants, … CFTC Charges Texas Man with Misappropriating Over $8.3 Million In …
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