Displaying results 1591 - 1600 of 2823
Illinois Resident Edward R. Velazquez and His Three “V-Tek” Companies Sanctioned Over $11.6 Million in Settlement of CFTC Commodity Fraud Action
… Companies Sanctioned Over $11.6 Million in Settlement of CFTC Commodity Fraud Action Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today the issuance of a consent order settling CFTC commodity fraud charges against Edward R. Velazquez and three companies that …
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Speech of Commissioner Sharon Y. Bowen before the CFTC Annual Symposium for International Market Authorities
… Speech of Commissioner Sharon Y. Bowen before the CFTC Annual Symposium for International Market Authorities … First, though, I want to brief you on what we at the CFTC have been working on and what you can expect to see … my own and do not reflect the opinions of the Commission or CFTC staff. In passing the Dodd-Frank Act, Congress …
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CFTC Orders Staten Island-Resident Michael Pucciarelli and his Company, Badge Trading LLC, to Pay a $280,000 Penalty for Engaging in Unlawful Noncompetitive Exchange for Physical Transactions
… April 5, 2016 CFTC Orders Staten Island-Resident Michael Pucciarelli and … DC –The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Respondents Michael Pucciarelli of Staten … CFTC Orders Staten Island-Resident Michael Pucciarelli and …
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e8-30905
… Bretscher, Division of Clearing and Intermediary Oversight, CFTC, (312) 596-0529; FAX: (312) 596-0714; e-mail: Mbretscher@cftc.gov and refer to OMB Control No. 3038-0024. … valid OMB control number. The OMB control numbers for the CFTC's regulations were published on December 30, 1981. See …
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CFTC Orders Chicago Trading Firm Belvedere Trading LLC to Pay $1.1 Million for Spoofing in the Financial Futures Markets
… October 1, 2019   CFTC Orders Chicago Trading Firm Belvedere Trading LLC to … in the Financial Futures Markets Washington, DC — The CFTC on Monday, September 30, 2019 issued an order filing and settling charges against Belvedere Trading LLC , a proprietary … CFTC Orders Chicago Trading Firm Belvedere Trading LLC to …
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CFTC Orders Trading Firm Mitsubishi International Corporation to Pay $400,000 for Spoofing in the Precious Metals Futures Markets
… October 1, 2019   CFTC Orders Trading Firm Mitsubishi International … the Precious Metals Futures Markets  Washington, DC — The CFTC on Monday, September 30, 2019 issued an order filing and settling charges against Mitsubishi International Corporation for … CFTC Orders Trading Firm Mitsubishi International …
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CFTC Orders FCStone LLC to Pay a $1.5 Million Civil Monetary Penalty for Failing to Have Risk Controls, in Violation of Supervision Obligations
… May 29, 2013 CFTC Orders FCStone LLC to Pay a $1.5 Million Civil Monetary … Washington, DC - The Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against FCStone LLC , a Futures Commission Merchant … CFTC Orders FCStone LLC to Pay a $1.5 Million Civil Monetary …
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CFTC Settles Natural Gas False Reporting and Attempted Manipulation Lawsuit with Former CMS Field Services Natural Gas Trader Jeffrey Bradley and Supply Director Robert Martin
… and Supply Director Robert Martin Court's Action Stems from CFTC Civil Action Charging Defendants with Commodity Pool … D.C. – The U.S. Commodity Futures Trading Commission (CFTC) announced today that a federal court in Tulsa, Oklahoma entered two consent orders settling charges by the CFTC that defendants Jeffrey A. Bradley of …
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Federal Court Issues Preliminary Injunction Against Florida Resident Beau Diamond and His Company, Diamond Ventures LLC, in CFTC Multi-Million Dollar Forex Fraud Action
… Beau Diamond and His Company, Diamond Ventures LLC, in CFTC Multi-Million Dollar Forex Fraud Action Court continues … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a preliminary … violating the Commodity Exchange Act, as charged (see CFTC Press Release 5711-09, September 4, 2009, and CFTC v. …
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CFTC Orders HSBC Securities (USA) Inc. Pay $1.6 Million Penalty for Spoofing In the Precious Metals Futures Markets
… January 29, 2018 CFTC Orders HSBC Securities (USA) Inc. Pay $1.6 Million … Penalty for Spoofing In the Precious Metals Futures Markets CFTC recognizes HSBC’s Cooperation and Substantial … Commission (CFTC) today issued an Order filing and settling charges against  HSBC Securities (USA) Inc . (HSBC) for …
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