Displaying results 1521 - 1530 of 2823
In CFTC Action, Former Precious Metal Trader Admits to Engaging in Spoofing at Two New York Banks
… September 16, 2019 In CFTC Action, Former Precious Metal Trader Admits to Engaging … Commission today issued an order filing and settling charges against Christian Trunz , a former precious metals … who entered into a formal cooperation agreement with the CFTC’s Division of Enforcement and admitted to spoofing in …
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Technology Advisory Committee
… Technology Advisory Committee CFTC’s Technology Advisory Committee 1155 21st Street, N.W. … Trading Impact on Derivatives Markets: Answering the Charges of Unfair Advantages by HFT firms   Witnesses Bryan … Developing a 21st Century Surveillance Program Overview of CFTC’s collection and use of data – Jorge Herrada, Associate …
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Speech by CFTC Chairman Reuben Jeffery: Futures and Derivatives: The Road Traveled and The Road Ahead
… and opportunity, I don’t lead the agency alone. The CFTC relies on the leadership and judgment of all its … with you about what has been occupying our attention at the CFTC during that period, the implications for you as … practitioners and for us as regulators, and where I see the CFTC focusing its attention on the road ahead in 2006. The …
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Federal Court in Florida Enters Order Freezing Assets in CFTC Foreign Currency Anti-Fraud Action against Allied Markets LLC and its Principals Joshua Gilliland and Chawalit Wongkhiao
… Federal Court in Florida Enters Order Freezing Assets in CFTC Foreign Currency Anti-Fraud Action against Allied … and its Principals Joshua Gilliland and Chawalit Wongkhiao CFTC Charges Jacksonville, Florida, Defendants with Operating a … Federal Court in Florida Enters Order Freezing Assets in CFTC Foreign Currency Anti-Fraud Action against Allied …
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CFTC Obtains Default Judgment against Former Florida Resident Juvenal E. Machado and His Company, Invers Forex, LLC, for Off-Exchange Forex Scam
… May 8, 2012 CFTC Obtains Default Judgment against Former Florida … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Marcia G. Cook, of the U.S. … LLC. Neither defendant has ever been registered with the CFTC. The order stems from a CFTC enforcement action filed …
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CFTC Imposes $3 Million Penalty against Olam International, Ltd. and Olam Americas, Inc. for Violating Cocoa Position Limits and Unlawfully Executing Noncompetitive Trades
… January 20, 2015 CFTC Imposes $3 Million Penalty against Olam International, … International and Olam Americas failed to disclose to the CFTC that their cocoa futures trading was not independently … today issued an order filing and simultaneously settling charges against Singapore-based Olam International, Ltd. …
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CFTC Orders New York Man to Pay More than $1 Million for Role in Fraudulent Binary Options Scheme
… Commission today issued an order filing and settling charges against Glenn Olson formerly of Brooklyn, New York, … found liable and enjoined by a federal court in a prior CFTC enforcement action. [See CFTC v. Kantor, No. 18-cv-2247-SJF-ARL (E.D.N.Y. Oct. 23, … CFTC Orders New York Man to Pay More than $1 Million for …
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CFTC Orders Florida Resident Derek J. Bridges and His Companies, Empire Sterling Metals Corp. and I.P.M. Investments, Inc., to Cease Illegal Fictitious Precious Metals Sales
… April 17, 2014 CFTC Orders Florida Resident Derek J. Bridges and His … DC - The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Derek J. Bridges , a resident of Coral … CFTC Orders Florida Resident Derek J. Bridges and His …
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Federal Court in Texas Orders Robert Mihailovich, Sr. and Growth Capital Management LLC to Pay over $9.3 Million in CFTC Anti-fraud Action
… Growth Capital Management LLC to Pay over $9.3 Million in CFTC Anti-fraud Action Washington, DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained an order of permanent … Sr. was convicted and incarcerated on federal wire fraud charges, served 27 months, and while on a three-year …
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Case Status Report: Equity Financial Shasta or Tech Traders: 2006 Daily Updates and Court Documents
… motions for summary judgment. On April 20, 2006, the CFTC filed a response to Shimer’s and Firth’s motions for … and on May 5, Shimer and Equity filed responses to the CFTC’s motion for partial summary judgment. On April 25, … Office for the Western District of North Carolina charges Coyt Murray and Bill of Information is issued …
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