Displaying results 1471 - 1480 of 2823
… September 16, 2014 CFTC Revokes Registrations of S.A.C. Capital Advisors, L.P. … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed a Notice of Intent to … L.P. , et al. , 13 CRIM 541 (S.D.N.Y.). The criminal charges against SAC LP and SAC LLC in that action alleged, …
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… October 1, 2019 CFTC Orders The Northern Trust Company to Pay $1,000,000 For … Washington, DC — On Monday, September 30, 2019, the CFTC filed and settled charges against The Northern Trust Company , a provisionally … CFTC Orders The Northern Trust Company to Pay $1,000,000 For …
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… June 27, 2012 CFTC Orders Barclays to pay $200 Million Penalty for … DC – The U.S. Commodity Futures Trading Commission (CFTC) issued an Order today filing and settling charges against Barclays PLC , Barclays Bank PLC (Barclays … CFTC Orders Barclays to pay $200 Million Penalty for …
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… June 27, 2011 CFTC Orders Mark Adrian of Florida to Pay $140,000 Civil … DC ― The U.S. Commodity Futures Trading Commission (CFTC) today filed and simultaneously settled charges against Mark Adrian of Delray Beach, Fla., for his … CFTC Orders Mark Adrian of Florida to Pay $140,000 Civil …
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… September 23, 2014 CFTC Orders Georgia Resident Todd Young and His Company, … DC - The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Todd Young , a resident of Atlanta, Georgia, … CFTC Orders Georgia Resident Todd Young and His Company, …
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… November 7, 2019 CFTC Orders Mitsubishi Corporation RtM Japan Ltd. to Pay … Commission today issued an order filing and settling charges against Mitsubishi Corporation RtM Japan Ltd. (RtM … will aggressively pursue spoofing in our markets,” said CFTC Director of Enforcement James McDonald. “It also …
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… July 11, 2016 CFTC Orders Golden Agri International Pte Ltd. to Pay … DC – The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Golden Agri International Pte Ltd . (Golden … CFTC Orders Golden Agri International Pte Ltd. to Pay …
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… Release: 5702-09 For Release: August 21, 2009 CFTC Obtains Disgorgement of Ill-Gotten Gains From … DC — The U.S. Commodity Futures Trading Commission (CFTC) announced that it has obtained an order against … monetary penalties of $206,046.61. The order stems from the CFTC’s complaint filed on June 29, 2005. The complaint …
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… by Commissioner Scott D. O'Malia, Edison Electric Institute CFTC Compliance Forum, Washington, DC October 17, 2013 The … central counter parties. Fourth, impose higher collateral charges for all uncleared over-the-counter (OTC) products. Since the passage of Dodd-Frank, the CFTC has been busy with an aggressive schedule of rule …
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… Keynote Address of CFTC Commissioner J. Christopher Giancarlo before the Cato … the views of the Commodity Futures Trading Commission (CFTC), my fellow CFTC commissioners or of the CFTC staff. I thank Mark … Keynote Address of CFTC Commissioner J. Christopher Giancarlo before the Cato …
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