Displaying results 1451 - 1460 of 2823
… September 24, 2015 CFTC Orders Cargill de México SA De CV to Pay $500,000 for … DC – The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against commodities trading company Cargill de … CFTC Orders Cargill de México SA De CV to Pay $500,000 for …
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CFTC Seeks to Revoke the Registrations of Texas-based M25 Investments, Inc. and M37 Investments, LLC
… February 24, 2011 CFTC Seeks to Revoke the Registrations of Texas-based M25 … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed a Notice of Intent to … Trading Advisors of Waxahachie, Texas. According to the CFTC’s Notice, filed on February 23, 2011, M25 and M37 are …
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… February 19, 2013 CFTC Orders Enskilda Futures Limited to Pay a $125,000 Civil … DC - The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Enskilda Futures Limited (EFL), a … CFTC Orders Enskilda Futures Limited to Pay a $125,000 Civil …
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… Commission issued two orders today filing and resolving charges for fraud, unauthorized and fictitious trading, and … is suspended from trading on or subject to the rules of any CFTC-designated exchange and all other CFTC-registered entities, as well as all commodity interests …
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… on Enforcement: Self-Reporting and Cooperation at the CFTC NYU Program on Corporate Compliance & Enforcement / … I want to talk today about some of our priorities for the CFTC’s Division of Enforcement, and in particular about our … substantial cooperation—the type that allows us to bring charges against others. This program is about gaining an …
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… October 26, 2012 CFTC Orders Illinois Resident Joshua T.J. Russo to Pay More … DC – The U.S. Commodity Futures Trading Commission (CFTC) today issued an order filing and settling charges against Joshua T.J. Russo of Chicago, Ill., for … CFTC Orders Illinois Resident Joshua T.J. Russo to Pay More …
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CFTC Settles Foreign Currency (Forex) Fraud Action Resulting in Over $2.5 Million in Civil Penalties
… D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today that the Honorable Cecelia Altonaga of … to defrauded customers. The litigation stems from a CFTC enforcement action filed on March 7, 2005, charging … funds in violation of the Commodity Exchange Act (CEA) and CFTC regulations. (See CFTC News Release 5055-05 , March 15, …
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… Million in Disgorgement and Civil Penalties to Settle 2009 CFTC Anti-Fraud Action John M. Donnelly charged by the CFTC with misappropriating at least $1 million from … and civil monetary penalties in a court order settling CFTC charges filed on March 11, 2009, against defendants John M. …
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… On March 31, 2011 , the Court issued an order granting the CFTC's motion to appoint Bruce McDaniel as temporary … (919) 790-9273 On March 1, 2011 , the Court granted the CFTC's motion for entry of default judgment. The Court found … al. Order: CFTC v. Yellowstone Partners, Inc., et al. CFTC Charges Raleigh, North Carolina Man and His Company, …
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… Release: 5640-09 For Release: March 30, 2009 CFTC Restricts the Registrations of Commodity Professionals … by the U.S. Commodity Futures Trading Commission (CFTC), based in part upon a failure to pay monetary … person and is a principal of both Sutherland and Skibo. The CFTC order stems from an administrative disqualification …
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