Displaying results 1441 - 1450 of 2823
CFTC Orders New York Trader Simon Posen to Pay a $635,000 Civil Monetary Penalty and Permanently Bans Him from Trading in CFTC-Regulated Markets for Spoofing in the Gold, Silver, Copper, and Crude Oil Futures Markets
… July 26, 2017 CFTC Orders New York Trader Simon Posen to Pay a $635,000 … Monetary Penalty and Permanently Bans Him from Trading in CFTC-Regulated Markets for Spoofing in the Gold, Silver, … Commission (CFTC) today issued an Order filing and settling charges against Simon Posen of New York, New York for …
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CFTC Orders Grain Exporter to Pay a Penalty for Violating Soybeans Futures Speculative Position Limits and for Reporting Violations
… September 14, 2018 CFTC Orders Grain Exporter to Pay a Penalty for Violating … Washington, DC – The Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Honouround (HK) International Trade Co. Ltd. …
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Illinois Federal Court Orders Peter D. Hoffman to Pay $492,850 in Restitution and Civil Monetary Penalties in CFTC Anti-Fraud Action
… Pay $492,850 in Restitution and Civil Monetary Penalties in CFTC Anti-Fraud Action Hoffman’s Misconduct Violated a Prior CFTC Order Against Him Based on Similar Misconduct … injunction in a consent order that settles its fraud charges against Peter D. Hoffman . The consent order …
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CFTC Orders Commodity Trading Firm to Pay Penalty for Wash Sales and Improve its Internal Controls
… June 28, 2019 CFTC Orders Commodity Trading Firm to Pay Penalty for Wash … Washington, DC – The Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Respondent, Eagle Market Makers, Inc . … CFTC Orders Commodity Trading Firm to Pay Penalty for Wash …
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CFTC Orders Commodity Trading Firm to Pay $3.4 Million Penalty for Attempted Manipulation of Agricultural Markets
… July 12, 2018 CFTC Orders Commodity Trading Firm to Pay $3.4 Million … Washington, DC – The Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against Lansing Trade Group, LLC (Lansing), a … CFTC Orders Commodity Trading Firm to Pay $3.4 Million …
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CFTC Seeks to Revoke Registrations of Nevada Resident Gordon A. Driver and his Company, Axcess Fund Management LLC
… September 25, 2012 CFTC Seeks to Revoke Registrations of Nevada Resident Gordon … DC - The U.S. Commodity Futures Trading Commission (CFTC) today filed a notice of intent to revoke the … a resident of Las Vegas, Nev., is registered with the CFTC as an Associated Person and is the sole principal of …
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CFTC Orders INTL FCStone Financial Inc. and FCStone Merchant Services LLC to Pay Penalty for Unlawful Exchange for Related Position Transactions
… November 14, 2017 CFTC Orders INTL FCStone Financial Inc. and FCStone Merchant … Washington, DC – The Commodity Futures Trading Commission (CFTC) today issued an order filing and settling charges against FCStone Merchant Services LLC (FCStone … CFTC Orders INTL FCStone Financial Inc. and FCStone Merchant …
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CFTC Orders Former Virtual Currency Trader to Pay More than $1.1 Million for Fraudulent Bitcoin and Litecoin Scheme
… November 9, 2018 CFTC Orders Former Virtual Currency Trader to Pay More than … Washington, DC — The Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against Joseph Kim (Kim), of Phoenix, Arizona, … CFTC Orders Former Virtual Currency Trader to Pay More than …
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Case Status Report: Jade Investments Group
… 2011: the U.S. Commodity Futures Trading Commission (“the CFTC”) files a complaint, under seal, against Jacob Juma … funds and the creation of a customer restitution fund, CFTC sends letters to JadeFX customers requesting documents … Related Documents: Last Updated: May 11, 2011 CFTC Charges Jacob Juma Omukwe and his Companies with …
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Amaranth Entities Ordered to Pay a $7.5 Million Civil Fine in CFTC Action Alleging Attempted Manipulation of Natural Gas Futures Prices
… Entities Ordered to Pay a $7.5 Million Civil Fine in CFTC Action Alleging Attempted Manipulation of Natural Gas … Advisors, L.L.C. and Amaranth Advisors (Calgary) ULC settle CFTC charges of attempted manipulation of natural gas futures … Entities Ordered to Pay a $7.5 Million Civil Fine in CFTC Action Alleging Attempted Manipulation of Natural Gas …
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