Displaying results 1361 - 1370 of 2823
… Release: 5605-09 For Release: January 27, 2009 CFTC Obtains Asset Freeze in Fraudulent Solicitation and … DC - The U.S. Commodity Futures Trading Commission (CFTC) announced today that it obtained a federal court order … Perhaps Millions More The court’s order arises out of the CFTC’s complaint charging defendants with fraudulently …
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… March 14, 2013 CFTC Sues Michael Alcocer and His Company, InovaTrade, Inc., … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed a lawsuit in the U.S. … Alcocer and his company InovaTrade, Inc. (InovaTrade). The CFTC complaint alleges that Alcocer and InovaTrade …
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… Futures Trading Commission today filed and settled charges against Société Générale S.A. , a provisionally … from further violations of the Commodity Exchange Act and CFTC regulations, as charged, and mandates its compliance … continuing its remediation efforts and updating the CFTC on its remediation efforts and compliance. The CFTC …
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… Commission today issued an order filing and settling charges against OANDA Corporation , a futures commission … diligently supervise matters related to its business as a CFTC registrant. The order requires OANDA to pay a $500,000 … and to cease and desist from any further violations of CFTC regulations, as charged. “The CFTC’s capital, …
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… October 4, 2010 CFTC Sanctions Rosenthal Collins Group, L.L.C. More than $1.3 Million for Supervision Violations CFTC orders the firm to pay a $780,000 civil monetary … today announced the filing and simultaneous settlement of charges against Rosenthal Collins Group, L.L.C. (RCG), a …
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… Commission today issued two orders filing and settling charges against Thomas Donino and his employer, FNY … three months from trading on or subject to the rules of any CFTC-designated exchange and all other CFTC registered entities and in all commodity interests. It …
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… May 11, 2015 CFTC Orders Libero Commodities SA to Pay $480,000 for Call … DC - The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against Libero Commodities SA (Libero), an … CFTC Orders Libero Commodities SA to Pay $480,000 for Call …
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… July 24, 2012 CFTC Seeks to Revoke Registrations of Brian Kim and his … DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that it filed a notice of intent to … guilty pleas in connection with the various criminal charges against them. Kim was sentenced to federal and state …
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… August 15, 2017 CFTC Orders Aruba-based Copersucar Trading A.V.V. to Pay a … DC –The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against Copersucar Trading A.V.V. (Copersucar), an … CFTC Orders Aruba-based Copersucar Trading A.V.V. to Pay a …
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… September 29, 2014 CFTC Orders Fan Zhang to Pay $250,000 for Engaging in … DC – The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Fan Zhang for engaging in fictitious sales … CFTC Orders Fan Zhang to Pay $250,000 for Engaging in …
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