Displaying results 1311 - 1320 of 2823
… May 19, 2010 CFTC Files Anti-Fraud Action against Jeffrey Shalhoub and … DC – The U.S. Commodity Futures Trading Commission (CFTC) charged Jeffrey Shalhoub of Staten Island, N.Y., and … friends and family to trade futures. The complaint further charges that Shalhoub and JSI commingled customer money with …
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… Speech by Commissioner Bart Chilton Before the FERC & CFTC Compliance Summit, Washington, DC April 19, 2010 Thank … pleased to be able to speak about issues relating to FERC/CFTC interactions and responsibilities. We both have a lot … about this, the regulatory response seems very clear: the CFTC should act to propose some kind of limits in energy …
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… D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today that Judge Thomas C. Platt of the U.S. … $246,601 in restitution to defrauded customers. Order Stems CFTC Enforcement Action Filed in 2005 The order stems from a CFTC enforcement action against COESfx filed in 2005, …
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… February 13, 2020 CFTC Orders Florida Resident and His Company to Pay Over $1 … today issued an order simultaneously filing and settling charges against Matthew R. White and M.W. Global Futures LLC … White initially repaid more than $400,000, and during the CFTC’s investigation, White repaid an additional $602,003 to …
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… July 12, 2013 CFTC Obtains Default Judgment and Permanent Injunction … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Philip S. Gutierrez of the … The Order, entered on July 8, 2013, stems from a CFTC enforcement action filed on May 8, 2012 charging …
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… April 12, 2010 CFTC Files Enforcement Action against Singapore National … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that it charged Kuen Cheol Song , a … in violation of the Commodity Exchange Act and CFTC regulations. Song has never been registered with the …
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… October 2, 2019 CFTC Orders Interdealer Brokers to Pay $25 Million for Fraud … announced today that it issued orders filing and settling charges against two interdealer brokers: BGC Financial, LP … and desist from violating the Commodity Exchange Act and CFTC regulations, as charged. “Brokers and other …
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… January 13, 2020 CFTC Orders South Korean Company to Pay $700,000 for … today issued an order simultaneously filing and settling charges against Mirae Asset Daewoo Co ., Ltd . for spoofing … entities that spoof in our markets accountable,” said CFTC Director of Enforcement James McDonald. The order …
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… December 18, 2014 CFTC Revokes Registrations of Illinois Resident Aleks A. … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it has revoked the registration … Operator (CPO) and Commodity Trading Advisor (CTA). The CFTC issued Orders revoking the registrations simultaneous …
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… 23 in this matter has been postponed. The receiver and the CFTC will be filling a motion for an agreed interim … Ph (405) 235-3040, Fax (405) 232-2262. March 11, 2009: The CFTC, with the agreement for counsel for the defendants, … of the proceeds to the victims of the fraud. The CFTC proposed two possible Receivers and an attorney …
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