Displaying results 1291 - 1300 of 2823
CFTC Orders Swap Execution Facility to Pay $1.9 Million for Swap Reporting and Core Principle Violations
… today issued an order simultaneously filing and settling charges against BGC Derivative Markets, L.P. (BGCD), a swap … or accurately report thousands of swap transactions to the CFTC, a swap data repository (SDR), or the public; failing … further requires BGCD to submit a written report to the CFTC in one year. In the report, BGCD’s Chief Compliance …
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CFTC Orders Florida-based IBFX, Inc. (f/k/a TradeStation Forex, Inc.) to Pay a $1 Mln Penalty for Failing to Meet Minimum Capital Requirements, Failing to Timely Report Minimum Net Capital Violations, Supervisory Failures & Violating a Prior CFTC Order
… March 14, 2016 CFTC Orders Florida-based IBFX, Inc. (f/k/a TradeStation … Violations, Supervisory Failures, and Violating a Prior CFTC Order Washington, DC - The Commodity Futures Trading … today issued an Order filing and simultaneously settling charges against Plantation, Florida-based IBFX, Inc. (IBFX), …
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CFTC Wins Forex Fraud Trial on Damages and Obtains Monetary Judgment of More than $22.6 Million
… February 21, 2020 CFTC Wins Forex Fraud Trial on Damages and Obtains Monetary … Releases Pallet of Foreign Currency Valued at $2.5M to CFTC Washington, D.C. — The Commodity Futures Trading … and to which they have no legitimate claim. The CFTC’s charges against Hudson and his company were resolved via …
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CFTC Sanctions Hernando Chovil of McLean, Virginia, for Fraud in Connection with Operating a Commodity Pool
… March 22, 2011 CFTC Sanctions Hernando Chovil of McLean, Virginia, for … DC – The U.S. Commodity Futures Trading Commission (CFTC) today filed and simultaneously settled charges that Hernando Chovil of McLean, Va., committed fraud … CFTC Sanctions Hernando Chovil of McLean, Virginia, for …
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Federal Court Order Freezes Assets of Texas Resident George D. Hudgins in CFTC Anti-Fraud Action
… Order Freezes Assets of Texas Resident George D. Hudgins in CFTC Anti-Fraud Action Defendant Charged with Defrauding … DC — The U.S. Commodity Futures Trading Commission (CFTC) announced today that it obtained a federal court order … for the Eastern District of Texas (Tyler), arises from a CFTC complaint filed the same day charging Hudgins (d/b/a …
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CFTC CHARGES LEONARD G. NAUMAN, EDWARD STEVENSON KIRRIS , III, WILLIAM J. RELF, PENSION AMERICA, INC. , FUTURES PROFIT MAKING, LLC., SELECTIVE FUTURES MANAGEMENT, LLC., SPECIALIZED COMMODITY TIMING, LLC., AND COMMODITY TIMING SPECIALISTS, LLC., WITH COMMODITY POOL FRAUD AND FAILURE TO REGISTER AS COMMODITY POOL OPERATORS; The Complaint Alleges that Nauman, Kirris, and Relf Pooled at least $600,000 From Approximately 36 Investors Mostly in the Minneapolis and Brainerd, Minnesota Areas; Court Issues An <i>Ex parte</i> Restraining Order Freezing Defendants' Assets and Prohibiting the Destruction of Documents
… CFTC CHARGES LEONARD G. NAUMAN, EDWARD STEVENSON KIRRIS , III, …
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COURT ENTERS DEFAULT JUDGMENT AGAINST NEW YORK FOREIGN CURRENCY FIRM AND OTHERS, ORDERING DEFENDANTS TO PAY OVER $30 MILLION IN PENALTIES AND $10 MILLION IN RESTITUTION TO CUSTOMERS: Judgment Entered In International Scam Against Defendants Eduard Dmanskiy and Sun Platinum and Relief Defendants Ocaline Int'l Corp., Hessar Alliance Inc., Klondike Int'l Inc., Pyrmont Alliance Corp., and Total Trading Services Ltd. Stemming From CFTC Charges That They Fraudulently Misappropriated Customer Funds And Traded Illegal, Off-Exchange Futures Contracts
… Corp., and Total Trading Services Ltd. Stemming From CFTC Charges That They Fraudulently Misappropriated Customer …
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CFTC Division of Enforcement Issues Annual Report for FY 2019
… November 25, 2019 CFTC Division of Enforcement Issues Annual Report for FY 2019 Actions filed exceeded CFTC average over the prior five fiscal years, awarded more … 65 percent of all cases filed during FY 2019 involved charges of commodities fraud, manipulative conduct, or …
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CFTC Wins Trial against Virtual Currency Fraudster
… August 24, 2018 CFTC Wins Trial against Virtual Currency Fraudster Court … brought by the Commodity Futures Trading Commission (CFTC) alleging fraud in connection with virtual currencies, … “vicious defrauding of customers.”   James McDonald, the CFTC’s Director of Enforcement, commented: “As the court’s …
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CFTC Finds Former Trader David Liew Engaged in Spoofing and Manipulation of the Gold and Silver Futures Markets and Permanently Bans Him from Trading and Other Activities in CFTC-Regulated Markets
… June 2, 2017 CFTC Finds Former Trader David Liew Engaged in Spoofing and … Permanently Bans Him from Trading and Other Activities in CFTC-Regulated Markets CFTC Recognizes Liew’s Cooperation … Commission (CFTC) today issued an Order filing and settling charges against David Liew for engaging in numerous acts of …
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