Displaying results 1261 - 1270 of 2823
… 20, 2006 Federal Court Issues Preliminary Injunction in CFTC Hedge Fund Fraud Case Michigan Firms, Aurifex Commodity … D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today that the Honorable Robert Holmes Bell … Michigan, in connection with a complaint filed by the CFTC on March 7, 2006, charging the defendants with hedge …
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… Futures Trading Commission today filed and settled charges against Credit Suisse International , Credit Suisse … reporting obligations as a swap dealer. According to the CFTC order, since becoming provisionally registered swap … and desist from violating the Commodity Exchange Act and CFTC regulations as charged. Case Background The order finds …
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… April 9, 2013 CFTC Orders Florida-based Forex Global Solutions Inc., Forex … $750,000 for Foreign Currency (Forex) Fraud and Violating CFTC Registration Requirements Washington, DC – The U.S. … Commission (CFTC) today issued an Order filing and settling charges against Barry Sendach of Boca Raton, Fla., Joshua …
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… well as common signs of fraudulent OTC forex websites. The CFTC has seen a growing number of complaints from customers … state regulators as well as consumer protection groups. The CFTC’s full repository of customer education materials can … OTC forex customers lose money when all credits, financing charges, fees, and other expenses are factored in. Over the …
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… September 14, 2018 CFTC Files 12 Enforcement Actions Addressing Registration, … Washington, DC —The Commodity Futures Trading Commission (CFTC) issued 12 Orders today filing and simultaneously settling charges against various respondents for violations of the …
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… October 3, 2018 CFTC Wins Trial against Fraudster in Futures Markets Court … Solicitation of Customers, False Statements to the CFTC, and for Violating a Prior CFTC Order against Him Washington, DC — A Colorado federal … CFTC Wins Trial against Fraudster in Futures Markets …
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… April 26, 2012 CFTC Settles Action against Florida Resident Ghassan Tawachi for Fraud and Misappropriation CFTC orders Tawachi to pay $140,000 monetary penalty and … Commission (CFTC) today filed and simultaneously settled charges that Ghassan Tawachi of Coral Gables, Fla., …
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… in custody in the United States awaiting trial on criminal charges. His criminal trial has been set for June 6, 2011. … the U.S. attorney for investigation. The Receiver and the CFTC also reported to the court that on June 29, 2007, two … off-shore and traded through British FCM’s, the CFTC had no jurisdiction. The Appeals Court rejected that …
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… Today, the Commodity Futures Trading Commission (CFTC or Commission) issued two orders settling charges against, respectively, (i) HSBC Bank USA, N.A. … maintain, preserve, and produce records in compliance with CFTC recordkeeping requirements with respect to certain …
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… Release: 5536-08 For Release: August 28, 2008 CFTC Sanctions Former NYMEX Broker Ryan Tremblay $50,000 for … DC − The U.S. Commodity Futures Trading Commission (CFTC) announced today that it settled charges against former New York Mercantile Exchange (NYMEX) … CFTC Sanctions Former NYMEX Broker Ryan Tremblay $50,000 for …
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