Displaying results 121 - 130 of 2823
CFTC Charges Gregory Christopher Evans with Unauthorized Trading and Concealing Trading Losses
… September 25 2014 CFTC Charges Gregory Christopher Evans with Unauthorized Trading … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed a Complaint charging … CFTC Charges Gregory Christopher Evans with Unauthorized Trading …
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CFTC Charges Canadian Couple with Fraud and Misappropriation in Connection with the Operation of a Commodity Pool
… Release: 5524-08 For Release: July 29, 2008 CFTC Charges Canadian Couple with Fraud and Misappropriation in … DC - The U.S. Commodity Futures Trading Commission (CFTC) announced today the that it filed an enforcement … CFTC Charges Canadian Couple with Fraud and Misappropriation …
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CFTC Charges Chicago-area Trader with Ongoing Forex and Commodity Fraud
… December 17, 2018 CFTC Charges Chicago-area Trader with Ongoing Forex and Commodity … Washington, DC — The Commodity Futures Trading Commission (CFTC) announced the filing of a civil enforcement action … CFTC Charges Chicago-area Trader with Ongoing Forex and Commodity …
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CFTC Charges Former Chief Executive Officer of Digital Asset Platform with Fraud in Massive Commodity Pool Scheme
… Voyager Digital, LLC (collectively, Voyager). The complaint charges Ehrlich with fraud and registration failures in … In its continuing litigation against Ehrlich, the CFTC seeks restitution, disgorgement, civil monetary … further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged. “This is yet another CFTC …
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CFTC Charges Swaps Trader with Manipulation, Attempted Manipulation, and Making False Statements
… is charged with making materially false statements to the CFTC in the course of the investigation. “Manipulative and … including messages on WhatsApp, and then falsely told the CFTC, both in a letter from his counsel and in investigative … he had complied.  In its continuing civil litigation, the CFTC seeks, among other relief, civil monetary penalties, …
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CFTC Charges Futures Broker with Engaging in Fraudulent Trade Allocation Scheme
… August 10, 2018 CFTC Charges Futures Broker with Engaging in Fraudulent Trade … Washington, DC – The Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously … CFTC Charges Futures Broker with Engaging in Fraudulent Trade …
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CFTC Charges Hedge Fund Manager with Fraudulent Scheme to Overvalue Investment Funds by $1 Billion
… assets managed by his multi-billion dollar hedge fund.  The CFTC seeks restitution to defrauded pool participants, … further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged. “This action demonstrates that … swaps held by two commodity pools managed by Infinity Q, a CFTC-registered commodity pool operator.  The complaint …
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CFTC Charges Robert S. Moss of North Carolina with Commodity Pool Fraud and Misappropriation
… July 13, 2011 CFTC Charges Robert S. Moss of North Carolina with Commodity Pool … Moss ordered to pay more than $2 million to settle CFTC anti-fraud action. Washington, DC – The U.S. Commodity … CFTC Charges Robert S. Moss of North Carolina with Commodity Pool …
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CFTC Charges Jiongsheng Zhao with Spoofing and Engaging in a Manipulative and Deceptive Scheme
… January 29, 2018 CFTC Charges Jiongsheng Zhao with Spoofing and Engaging in a … Washington, DC  – The Commodity Futures Trading Commission (CFTC) today announced the filing of a federal court … CFTC Charges Jiongsheng Zhao with Spoofing and Engaging in a …
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CFTC Charges Former Fuel Oil Trader with Manipulating Fuel Oil Benchmark
… Commission today issued an order filing and settling charges against Emilio José Heredia Collado of Lafayette, … his conduct violated the Commodity Exchange Act (CEA) and CFTC regulations. The order permanently bans Heredia from … of energy prices will not be tolerated, and the CFTC will aggressively protect market participants who rely …
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