Displaying results 1121 - 1130 of 2823
… November 8, 2018 CFTC Orders Commerzbank AG to Pay $12 Million for Swap … Dealing Violations and for Misleading Statements to the CFTC Washington DC — The Commodity Futures Trading … today issued an Order filing and simultaneously settling charges against Commerzbank AG (Commerzbank) for numerous …
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… January 13, 2011 CFTC Sanctions Commodity Trading Advisor Alan F. Dasher … Washington, DC -- The Commodity Futures Trading Commission (CFTC) today announced the filing and simultaneous settlement of fraud charges against Alan F. Dasher , a Philadelphia-based … CFTC Sanctions Commodity Trading Advisor Alan F. Dasher …
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… Release: 5455-08 For Release: February 13, 2008 CFTC Establishes New Energy Markets Advisory Committee … Washington, DC – The Commodity Futures Trading Commission (CFTC) announces today the establishment of an advisory … emerging issues related to the energy markets and the CFTC’s role in these markets under the Commodity Exchange …
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… today issued an order filing and simultaneously settling charges against Australian-based company Challenger Life … Sections 4a(b)(2) and (e) of the Commodity Exchange Act and CFTC Regulation 150.2, as charged. “Since 2022, in addition to position limits of the futures exchanges, the CFTC has imposed federal position limits on an expanded …
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… August 4, 2016 CFTC Orders Barclays Capital, Inc. to Pay $800,000 for … Exchange and Clearing Fee Processing Led to Customer Overcharges at Times Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously …
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… today issued an order simultaneously filing and settling charges against Jacob Orvidas . The order finds Orvidas … ordinary people has always been at the heart of the CFTC’s digital-asset enforcement program,” said Director of … As a result, pool participants lost over $2 million. The CFTC acknowledges the assistance of the Securities and …
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… November 6, 2014 CFTC Releases Annual Enforcement Results for Fiscal Year … DC – The U.S. Commodity Futures Trading Commission (CFTC) today reported on the agency’s enforcement results for … Prearranged Trading - The Commission filed and settled charges against several respondents for noncompetitive, …
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… filing and settling misappropriation-based fraud charges against Freepoint Commodities LLC, a commodities … million in civil monetary penalties and disgorgement. The CFTC’s order finds that Freepoint’s fraudulent conduct, by … of Enforcement Ian McGinley. “As demonstrated today, the CFTC uses its authority under the CEA to ensure that the …
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… November 9, 2011 CFTC Sanctions Velocity Futures, LLC, for Supervision … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing and simultaneous settlement of charges against Velocity Futures, LLC, a registered futures … CFTC Sanctions Velocity Futures, LLC, for Supervision …
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… Release: 5783-10 For Release: February 24, 2010 The CFTC Sanctions Swiss Firm $130,000 for Exceeding Position … DC – The U.S. Commodity Futures Trading Commission (CFTC) today issued an order filing and simultaneously settling charges against UBS AG (UBS), a publicly traded Swiss …
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