Displaying results 1111 - 1120 of 2823
… today issued an order filing and simultaneously settling charges against Amaggi Exportação e Importação Ltda . … based in Brazil, for failing to file timely—and accurate—CFTC Form 204 reports regarding their fixed price soybean … monetary penalty and to cease and desist from violating CFTC Regulation 19.01. The order finds that, on …
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… November 9, 2016 CFTC Submits Proposed Consent Order to Federal Court in Chicago that Would Resolve the CFTC’s Price Manipulation and Spoofing Action against U.K. … Singh Sarao Sarao Pleaded Guilty to Spoofing and Wire Fraud Charges in a Related Criminal Action Washington, DC – The …
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… today issued an order filing and simultaneously settling charges against Sharief Deona McDowell , of Loma Linda, … restitution and a $2,376,509.96 civil monetary penalty. The CFTC also ordered McDowell to cease and desist from further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged, and imposed permanent …
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… September 14, 2016 CFTC Wins Jury Verdict in Commodity Pool Fraud Case … DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that a jury in the U.S. District Court … than 90 minutes before returning a liability verdict on all charges. The trial capped off years of contentious …
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… Commission today issued an order filing and settling charges against Glencore International A.G. of Switzerland , … and highest disgorgement amount ($320,715,066) in any CFTC case. The CFTC’s order finds that Glencore’s manipulative and … CFTC Orders Glencore to Pay $1.186 Billion for Manipulation …
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… contracts with open interest (Ag-OI Subcommittee) under the CFTC’s Agricultural Advisory Committee (AAC). Chairman … to form this Ag-OI Subcommittee as a manifestation of the CFTC’s core value of clarity, providing transparency to … bolster the level of transparency in the execution of the CFTC’s statutory requirement to approve amendments to …
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… July 9, 2008 Enforcement Director Gregory Mocek to Leave CFTC Mocek Led the Division of Enforcement to Historic Highs … Washington, DC – The Commodity Futures Trading Commission (CFTC or Commission) today announced that Gregory Mocek, … success of this Division rests on the shoulders of all the CFTC enforcement staff that fight to protect the integrity …
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… today issued an order simultaneously filing and settling charges against JPMorgan Chase Bank, N.A., J.P. Morgan … further violations of the Commodity Exchange Act (CEA) or CFTC regulations, as charged. “Timely and accurate reporting … transactions by registered swaps dealers is critical to the CFTC’s mission to protect market participants and ensure …
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CFTC Penalizes and Permanently Bans Texan from Trading and Registration for Virtual Currencies Fraud
… it has issued an order simultaneously filing and settling charges against Jeremey Rounsville , a/k/a David Peterson , … interests and virtual currencies, or registering with the CFTC in any capacity, and requires him to cease and desist … further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged. Case Background The order …
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… Commission today issued an order filing and settling charges against JPMorgan Chase & Company (JPMC & Co.) and … largest amount of monetary relief ever imposed by the CFTC—including the highest restitution ($311,737,008), … spoofing case. “Spoofing is illegal—pure and simple,” said CFTC Chairman Heath P. Tarbert. “This record-setting …
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