Displaying results 111 - 120 of 2823
CFTC Charges Pennsylvania Resident Gary Scholze with Fraud and Misappropriation of Customer Funds
… June 20, 2006 U.S. Commodity Futures Trading Commission Charges Pennsylvania Resident Gary Scholze with Fraud and Misappropriation of Customer Funds CFTC Charges that Scholze Fraudulently Solicited … D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today the filing of a complaint in the U.S. …
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CFTC Charges New York Residents with Operating $1.3 Billion Investment Scam
… Release: 5621-09 For Release: February 25, 2009 CFTC Charges New York Residents with Operating $1.3 Billion … DC – The U.S. Commodity Futures Trading Commission (CFTC) today charged Stephen Walsh of Sands Point, New York, … CFTC Charges New York Residents with Operating $1.3 Billion …
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CFTC Charges Texas Resident with Misappropriating Confidential Information and Participating in a Brokerage Kickback Scheme
… against Matthew Clark of Houston, Texas. The complaint charges Clark with misappropriating confidential natural gas … also charges Clark with making false statements to the CFTC. The CFTC seeks monetary penalties, disgorgement, restitution, … CFTC Charges Texas Resident with Misappropriating …
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CFTC Charges North Carolina Resident C. David Wright with Commodity Pool Fraud
… June 25, 2013 CFTC Charges North Carolina Resident C. David Wright with … DC - The U.S. Commodity Futures Trading Commission (CFTC) announced today that on June 24, 2013, it filed a … District Court for the Western District of North Carolina, charges Wright with soliciting over $1 million from …
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CFTC Charges Lincolnshire Trading Partners, LLC. and Scott Geisinger with Registration Violations
… September 10, 2012 CFTC Charges Lincolnshire Trading Partners, LLC. and Scott … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed a civil enforcement … CFTC Charges Lincolnshire Trading Partners, LLC. and Scott …
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CFTC Charges Operator of Commodity Trading Fund with Defrauding Fund Participants
… July 2, 2018 CFTC Charges Operator of Commodity Trading Fund with Defrauding … Washington, DC — The Commodity Futures Trading Commission (CFTC or Commission) today filed a civil enforcement action … CFTC Charges Operator of Commodity Trading Fund with Defrauding …
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CFTC Charges New York Resident Hasaan R. Steel with Commodity Pool Fraud
… February 9, 2011 CFTC Charges New York Resident Hasaan R. Steel with Commodity … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed an anti-fraud … merchants, according to the complaint. The complaint also charges Steel with registration violations and failure to …
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CFTC Charges Pro Trading Course, LLC, and Richard Regan with Solicitation Fraud
… December 7, 2011 CFTC Charges Pro Trading Course, LLC, and Richard Regan with … DC – The U.S. Commodity Futures Trading Commission (CFTC) today charged Chicago-based Pro Trading Course, LLC … CFTC Charges Pro Trading Course, LLC, and Richard Regan with …
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CFTC Charges Telephone Clerk for a Floor Brokerage Operation at the NYMEX with Scheme to Defraud
… August 24, 2006 U.S. Commodity Futures Trading Commission Charges Telephone Clerk for a Floor Brokerage Operation at … D.C.— The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of an enforcement action in … New York against Matthew Doyle of Lynbrook, New York. The CFTC charges that Doyle, a telephone clerk for a floor …
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CFTC Charges Gregory Christopher Evans with Unauthorized Trading and Concealing Trading Losses
… September 25 2014 CFTC Charges Gregory Christopher Evans with Unauthorized Trading … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed a Complaint charging … CFTC Charges Gregory Christopher Evans with Unauthorized Trading …
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