Displaying results 1041 - 1050 of 2823
CFTC CHARGES SUNSTATE FX, INC. AND ULRICH GARBE OF BOCA RATON, FLORIDA, WITH FRAUD IN CONNECTION WITH THE SOLICITATION OF INVESTORS TO TRADE FOREIGN CURRENCY (FOREX) CONTRACTS; Complaint Alleges that SunState and Garbe Fraudulently Operated a Commodity Pool and Illegally Offered Foreign Currency Options to the Retail Public; Court Enters <em>Ex Parte</em> Restraining Order Against the Defendants on the Same Day the Complaint is Filed
… CFTC CHARGES SUNSTATE FX, INC. AND ULRICH GARBE OF BOCA RATON, …
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NEW YORK FOREIGN CURRENCY FIRMS CHARGED WITH FRAUDULENTLY SOLICITING OVER $15 MILLION FROM AS MANY AS 400 CUSTOMERS NATIONWIDE TO INVEST IN ILLEGAL FOREIGN CURRENCY (FOREX) FUTURES CONTRACTS; CFTC Obtains Federal Court Order Freezing Assets of Defendants International Financial Services (New York), Inc., International Financial Services (New York), LLC, John Walker Robinson, and Chan Kow Lai
… IN ILLEGAL FOREIGN CURRENCY (FOREX) FUTURES CONTRACTS; CFTC Obtains Federal Court Order Freezing Assets of …
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CFTC Awards More Than $1 Million to Whistleblower
… December 19, 2019 CFTC Awards More Than $1 Million to Whistleblower  … the Commodity Exchange Act (CEA) and eventually led to the CFTC filing charges. The individual first provided the information … CFTC Awards More Than $1 Million to Whistleblower …
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CFTC Orders Multinational Commodities Trading Firm to Pay $500,000 Penalty for Federal Position Limit Violations
… Commission today issued an order filing and settling charges against Vitol, Inc. , based in Houston, Texas, and … Geneva, Switzerland (collectively Vitol) for exceeding the CFTC’s position limits on aggregate positions across … New York Mercantile Exchange (NYMEX) and for exceeding the CFTC’s position limits in live cattle futures contracts …
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CFTC Announces Process to Designate the Provider of CFTC Interim Compliant Identifiers
… March 9, 2012 CFTC Announces Process to Designate the Provider of CFTC Interim Compliant Identifiers Washington, DC – The Commodity Futures Trading Commission (CFTC) is requesting submissions from industry participants … CFTC Announces Process to Designate the Provider of CFTC …
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CFTC Orders Olam Group Ltd. to Pay $3.25 Million for False, Misleading, or Inaccurate Reporting of Cotton Sales
… Commission today issued an order filing and settling charges against Olam Group Ltd . , a Singapore-based … submitting false, misleading, or inaccurate reports to the CFTC and the U.S. Department of Agriculture in connection … from further violations of the Commodity Exchange Act and CFTC regulations, as charged. “Olam’s failure to report …
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CFTC Orders Piper Sandler to Pay $2 Million for Recordkeeping and Supervision Failures for Firm-Wide Use of Unapproved Communication Methods
… today issued an order simultaneously filing and settling charges against Piper Sandler Hedging Services LLC , an … and preserve records that were required to be kept under CFTC recordkeeping requirements, and failing to diligently supervise matters related to its business as a CFTC registrant. The order requires Piper Sander to pay a $2 …
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Federal Court Enters Preliminary Injunctions Against South Carolina Defendant Ronald E. Satterfield, His Companies and Michigan Resident Nicholas Bos, Charged with Operating a Multi-Million Dollar Foreign Currency Ponzi Scheme
… DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that on November 22, 2010, it obtained … of the U.S. District Court for South Carolina, stem from a CFTC complaint filed on November 8, 2010 (see CFTC Press … Release 5935-10, November 15, 2010). The CFTC complaint charges that the defendants operated a foreign currency …
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CFTC Orders Swiss Energy Trader to Pay $48 Million for Attempted Market Manipulation
… today issued an order filing and simultaneously settling charges against TOTSA TotalEnergies Trading SA , formerly … in violation of the Commodity Exchange Act (CEA) and CFTC regulations. TOTSA is not registered with the CFTC. The order requires TOTSA to pay a $48 million civil …
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U.S. Commodity Futures Trading Commission Charges Hedge Fund Amaranth and its Former Head Energy Trader, Brian Hunter, with Attempted Manipulation of the Price of Natural Gas Futures
… July 25, 2007 U.S. Commodity Futures Trading Commission Charges Hedge Fund Amaranth and its Former Head Energy … D.C. – The U.S. Commodity Futures Trading Commission (CFTC) announced today the filing of a civil enforcement … on the NYMEX on February 24 and April 26, 2006. The CFTC is seeking permanent injunctive relief, an award of …
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