Displaying results 1021 - 1030 of 2823
… today issued an order simultaneously filing and settling charges against CHS Hedging, LLC , a Minnesota based futures … from further violations of the Commodity Exchange Act and CFTC regulations, as charged. In accepting CHS’s Offer, CFTC recognizes CHS’s self-reporting and cooperation in …
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… D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today the filing of a complaint in the U.S. … prohibits defendants from destroying documents or denying CFTC staff access to books and records. The order also … freezes the assets of all the defendants. According to the CFTC complaint, RAM has been registered with the CFTC as a …
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… high commodity prices, Congress has mandated that the CFTC protect our markets from fraud and manipulation. Today, … These historic fines—the largest ever brought by the CFTC—show that we are committed to bringing cases that … table. Bad actors in our markets are on notice that the CFTC has a leading role in enforcing our laws around the …
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… Court with Cheating Customers of More Than $2.9 Million CFTC Obtains Federal Court Orders Freezing Assets and … D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today the filing of a complaint in the U.S. … the defendants from destroying documents or denying CFTC staff access to books and records. It also freezes the …
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… U.S. Commodity Futures Trading Commission Files and Settles Charges Against Illinois Resident for Indirectly Trading … D.C.— The U.S. Commodity Futures Trading Commission (CFTC) today announced the issuance of an order filing and … cards that he did not submit to his clearing member. The CFTC order, entered on December 27, 2006, finds that, …
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… today issued an order simultaneously filing and settling charges with Canadian Imperial Bank of Commerce (CIBC) for … as required by the Commodity Exchange Act (CEA) and CFTC Regulations. The order imposes a $1.25 million civil … orders CIBC to cease and desist from violating the CEA and CFTC regulations as charged. CIBC also admits the facts …
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… success of multiple enforcement actions , brought by the CFTC and another authority . The four orders granting … to a total of seven whistleblowers, are the most the CFTC has issued on a single day. The orders recognize the … additional evidence of misconduct that led to additional charges. A market participant whistleblower whose …
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… today issued an order simultaneously filing and settling charges against Australia and New Zealand Banking Group Ltd. … and desist from violating the Commodity Exchange Act and CFTC regulations as charged. Case Background During the course of a CFTC investigation into ANZ’s trading activity, ANZ …
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… October 6, 2011 CFTC Releases Annual Enforcement Results CFTC Releases Statement on the Agency’s Division of … Actions The manipulation matters in FY 2011 included charges against Parnon Energy, Inc., Arcadia Petroleum Ltd., … CFTC Releases Annual Enforcement Results …
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… (DeFi) space, today issued an order filing and settling charges against Universal Navigation Inc. d/b/a Uniswap Labs … of trade that has been designated or registered by the CFTC as a contract market, which Uniswap Labs was not. As stated in the order, the CFTC recognizes Uniswap Labs’ substantial cooperation with …
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