Displaying results 101 - 110 of 2823
… in a commodity pool while failing to register with the CFTC. The Commission’s action also names Evans’ wife, … destruction or concealment of their books and records. The CFTC complaint alleges that since at least September 2018, … acted in a capacity requiring him to register with the CFTC as a commodity pool operator but failed to do so. “As …
Created on:
… and Amanda Griffis of Clarksville, Tennessee. The complaint charges the defendants with defrauding over 100 people across the U.S. and failing to register with the CFTC in connection with a multi-million dollar commodity … through January 2023. In its continuing litigation, the CFTC seeks restitution to defrauded pool participants, civil …
Created on:
… (forex) commodity pool. In its continuing litigation, the CFTC seeks disgorgement of ill-gotten gains, civil monetary … further violations of the Commodity Exchange Act (CEA), and CFTC regulations, as charged. Case Background According to … Bazzi entered a guilty plea on August 17, 2021. The CFTC cautions that orders requiring payment of funds to …
Created on:
… Today the Commodity Futures Trading Commission (CFTC) announced the filing of a proposed consent order in … Northern District of Illinois, this order will resolve the CFTC’s litigation against Binance, Zhao, and Lim filed in … have agreed to findings of liability on each of the charges alleged in the complaint, including the first ever …
Created on:
… D.C. — The Commodity Futures Trading Commission today filed charges against 14 entities for either failing to register … (FCMs) or else making false and misleading claims of having CFTC registration and National Futures Association (NFA) … committing violations of the Commodity Exchange Act and CFTC regulations as charged. “Today’s actions reflect the …
Created on:
… March 13, 2012 CFTC Charges MBF Clearing Corp. with Violations of Customer Fund … DC - The U.S. Commodity Futures Trading Commission (CFTC) today charged MBF Clearing Corp. (MBF), a registered … CFTC Charges MBF Clearing Corp. with Violations of Customer Fund …
Created on:
… November 4, 2019 CFTC Charges Alabama Resident and His Company with Binary Options … violations in connection with binary options trading. The CFTC’s complaint alleges that from March 16, 2017, through … CFTC Charges Alabama Resident and His Company with Binary Options …
Created on:
… February 27, 2012 CFTC Orders James G. Brandolino to Pay $1 Million Penalty to Settle CFTC Charges of Commodity Futures Fraud Brandolino pleaded guilty … CFTC Orders James G. Brandolino to Pay $1 Million Penalty to Settle CFTC Charges of Commodity Futures Fraud …
Created on:
… August 13, 2012 CFTC Charges Colorado Resident Michael Bruce Gale with Commodity … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed a civil anti-fraud … CFTC Charges Colorado Resident Michael Bruce Gale with Commodity …
Created on:
… September 13, 2012 CFTC Charges Florida Resident William Jeffery Chandler with Forex … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that on September 11, 2012, Judge … CFTC Charges Florida Resident William Jeffery Chandler with Forex …
Created on: