Retail Foreign Exchange Intermediaries - Registration

The Commodity Futures Trading Commission (Commission) adopted regulations and amendments to existing regulations to establish requirements for, among other things, registration, disclosure, recordkeeping, financial reporting, minimum capital, and other operational standards with respect to off-exchange transactions in foreign currency with members of the retail public.

Citation
75 FR 55410
Compliance Date

10/18/2010

Effective Date
Rule Adoption Meeting
Seriatim Vote