Part 4 Conforming Amendments
The Commodity Futures Trading Commission (Commission) is amending its regulations governing the operations and activities of commodity pool operators (CPOs) and commodity trading advisors (CTAs) in order to have those regulations reflect changes made to the Commodity Exchange Act (CEA) by the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act).
Citation
77 FR 54355
Compliance Date
11/5/2012 Persons who come within the CPO or CTA definition by virtue of swaps activity become subject to applicable disclosure, reporting and recordkeeping requirements.
Effective Date
Rule Adoption Meeting
Seriatim Vote