Title: 17-24

File Link

/csl/17-24/download

CSL Letter Types

Exemption

CSL Divisions

DSIO

CSL Regulation Parts

4.7

4.33

CSL Tags

CPO

Exemption

Recordkeeping

CSL Issuance Date

Thu, 04/20/2017 - 12:00

Description

Exemptive Relief from the Main Business Office Requirement in Commission Regulations 4.33 and 4.7(c)(2) to allow commodity trading advisors (CTAs) to use Third-party Recordkeepers.