Title: 15-02

File Link

/csl/15-02/download

CSL Letter Types

No-Action

CSL Divisions

DSIO

CSL Regulation Parts

1.10

1.17

CSL Tags

FCM

Financial Reports

IB

CSL Issuance Date

Fri, 01/23/2015 - 12:00

Description

Request for No-Action Relief for Introducing Brokers’ Compliance with Certain Financial Reporting and Capital Computation Requirements under Regulations 1.10 and 1.17.