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Title: 14-04

File Link
/csl/14-04/download

CSL Letter Types
Exemption

CSL Divisions
DCR

CSL Regulation Parts
39.11
39.12
39.13
39.21

CSL Tags
Eligibility
Financial Resources
Public Information
Risk

CSL Issuance Date
Thu, 01/16/2014 - 12:00

Description

North American Derivatives Exchange, Inc. (Nadex) requested exemptive relief from certain provisions of the Commission’s Part 39 regulations applicable to derivatives clearing organizations due to the unique nature of Nadex’s business model.

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