Title: 13-82

File Link

/csl/13-82/download

CSL Letter Types

No-Action

CSL Divisions

DSIO

CSL Regulation Parts

1.10

1.17

CSL Tags

FCM

Financial Reports

IB

CSL Issuance Date

Mon, 12/23/2013 - 12:00

Description

No-action relief for certain Introducing Brokers from filing certified and unaudited financial statements and calculating capital under regulation 1.17.