CFTC Staff Letters Archive
CFTC Staff Letters Archive provides Letters from 2007 and earlier. For Letters published 2008 or later visit the All Letters page.
There are no Advisory Letters or Other Written Communications for 2007 or earlier.
| Date | Title |
|---|---|
18-02  ; Sections 4d(g) and 4k of the Commodity Exchange Act; CFTC Regulations 3.4(a) and 3.12(a); No-Action No-ActionÂ
CFTC staff issues time limited no-action relief to Shorcan Energy Brokers Inc. and its associated persons for introducing broker and associated person registration. |