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Statement of Commissioner Dawn D. Stump Before Global Markets Advisory Committee Meeting
Commissioner Dawn D. Stump
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Statement of Commissioner Dawn D. Stump in Support of Final Uncleared Margin Rules Based on Recommendations of Global Markets Advisory Committee
Commissioner Dawn D. Stump
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Statement of Commissioner Dawn D. Stump in Support of Final Rules Related to SEFs and Trade Execution Requirement
Commissioner Dawn D. Stump
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Statement of Commissioner Dawn D. Stump in Support of Final Rules Related to Electronic Trading Risk Principles
Commissioner Dawn D. Stump
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Statement of Commissioner Dawn D. Stump Regarding Amendments to Part 190
Commissioner Dawn D. Stump
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Statement of Commissioner Dawn D. Stump Regarding Joint Final Rule: Customer Margin Rules Relating to Security Futures
Commissioner Dawn D. Stump
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Statement of Commissioner Dawn D. Stump Regarding Amending Rule 3.10(c): Exemption from Registration for Non-US CPOs of Offshore Commodity Pools
Commissioner Dawn D. Stump
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Statement of Commissioner Dawn D. Stump Regarding Final Rule: Position Limits for Derivatives
Commissioner Dawn D. Stump
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Statement of Commissioner Dawn D. Stump Regarding Final Rule: Amendments to Compliance Requirements for Commodity Pool Operators on Form CPO-PQR
Commissioner Dawn D. Stump
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Dissenting Statement of Commissioner Dawn D. Stump Regarding the Memorandum of Understanding between the CFTC and the Office of Financial Research Regarding the Sharing of Data and Information Collected on Form CPO-PQR
Commissioner Dawn D. Stump
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Joint Statement of Concurrence of Commissioners Dawn D. Stump and Rostin Behnam Regarding JPMorgan Chase & Co., et al.
Commissioners Dawn D. Stump and Rostin Behnam
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Statement of Commissioner Dawn D. Stump Regarding Final Rules: Swap Data Reporting
Commissioner Dawn D. Stump
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Statement of Commissioner Dawn D. Stump Regarding Block Size Threshold in Final Rule: Amendments to Real-Time Public Reporting Requirements
Commissioner Dawn D. Stump
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Statement of Commissioner Dawn D. Stump Regarding Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations
Commissioner Dawn D. Stump
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Statement of Commissioner Dawn D. Stump in Support of Proposed Margin Rulemakings Based on Recommendations of Global Markets Advisory Committee
Commissioner Dawn D. Stump
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Statement of Commissioner Dawn D. Stump Regarding Final Rule: Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants
Commissioner Dawn D. Stump
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Statement of Commissioner Dawn D. Stump Regarding Final Rule: Capital Requirements of Swap Dealers and Major Swap Participants
Commissioner Dawn D. Stump
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Statement of Commissioner Dawn D. Stump on Refining Uncleared Margin Rules
Commissioner Dawn D. Stump
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Remarks of Commissioner Dawn D. Stump Before the Women in Housing & Finance, Inc.
Commissioner Dawn D. Stump
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Opening Statement of Commissioner Dawn D. Stump before the Meeting of the Commodity Futures Trading Commission
Commissioner Dawn D. Stump
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Statement of Commissioner Dawn D. Stump Regarding Final Rule Prohibiting Exemptions Under Rule 4.13 on Behalf of Persons with Certain Statutory Disqualifications
Commissioner Dawn D. Stump
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Statement of Commissioner Dawn D. Stump Regarding Extending the Compliance Schedule for Initial Margin Requirements for Uncleared Swaps in Response to the COVID-19 Pandemic
Commissioner Dawn D. Stump
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Statement of Commissioner Dawn D. Stump Regarding Amending Rule 3.10(c)(3) –Exemption from Registration for Foreign Persons Acting as Commodity Pool Operators on Behalf of Offshore Commodity Pools
Commissioner Dawn D. Stump
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Introductory Statement of Commissioner Dawn Stump before the Global Markets Advisory Committee Meeting
Commissioner Dawn Stump
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Statement of Commissioner Dawn D. Stump Regarding CFTC Open Meeting on April 14, 2020
Commissioner Dawn D. Stump
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