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CFTC Publishes Concept Release Regarding Review of Exemptions for Swap Dealers , 5638-09 |
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CFTC Grants Exemption to Chicago Mercantile Exchange to Clear Certain Agricultural Swap Contracts , 5637-09 |
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CFTC Approves Final Rules and Rule Amendments to Increase Oversight of ECMs , 5636-09 |
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CFTC Charges North Carolina Foreign Currency Firm Barki, LLC and Its Recently Deceased Principal Bruce C. Kramer In Alleged $40 Million Ponzi Fraud , 5635-09 |
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CFTC Charges Tennessee Resident and Las Vegas-based Firm with Fraud and Misappropriation in $20 Million Commodity Pool Ponzi Scheme , 5634-09 |
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CFTC Hosts International Regulators to Discuss Futures Industry Issues , 5633-09 |
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CFTC Sanctions Chicago-based Walsh Trading Inc. $50,000 for Failing to Supervise an Employee's Handling of Customer Accounts , 5631-09 |
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CFTC Charges Charlottesville, Virginia Man with Stealing $1 Million From Investors in a Ponzi Scheme Involving More than $10 Million , 5632-09 |
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Commissioner Bart Chilton appointed to Chair CFTC’s Energy Markets Advisory Committee , 5630-09 |
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Subcommittee Will Look Into Poor Cash-Futures Convergence in Agricultural Commodity Markets and Advise on Actions to Remedy Lack of Convergence , 5629-09 |
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CFTC Adopts Requirement for Electronic Filing of CPO and CTA Disclosure Documents , 5628-09 |
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CFTC and FSA Welcome IOSCO Proposals to Boost Regulation of Commodity Futures Markets , 5627-09 |
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CFTC Charges Ponzi Scheme in Mansfield, Texas, Caused More Than 250 Investors to Lose at Least $10.9 Million , 5626-09 |
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CFTC Acting Chairman Michael Dunn Announces the Appointment of Robert Holifield as Acting Director of External Affairs , 5625-09 |
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Anthony Ramunno, Jr., formerly of Alpharetta, Georgia, and His Company, Renaissance Asset Management LLC, Fined and Sanctioned in a $21 Million Ponzi Scheme , 5624-09 |
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CFTC Charges Idaho Resident Daren L. Palmer with Operating $40 Million Ponzi Scheme , 5623-09 |
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CFTC Enforcement Statement Regarding Trading in Crude Oil and the Roll by United States Oil Fund on February 6, 2009 , CFTCStatement |
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CFTC Charges Fund Manager Mark Bloom and His Firm, North Hills Management LLC, with Misappropriating Over $13 Million , 5622-09 |
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CFTC Charges New York Residents with Operating $1.3 Billion Investment Scam , 5621-09 |
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CFTC Charges South Florida Firm, Zurich Futures & Options, Inc., and Michele LaBruce with Defrauding Customers of Over $1.4 Million in Commodity Options Scam , 5620-09 |
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CFTC Proposes to Amend Reporting Requirements for Commodity Pool Operators , 5619-09 |
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CFTC Applauds Increased Funding Level for the Agency , 5618-09 |
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CFTC Seeks Public Comment on a Proposal to Amend and Clarify the Requirements for Acknowledgment Letters , 5617-09 |
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Federal Court Order Freezes Assets of Illinois Commodity Pool Operator Brookshire Raw Materials Management, LLC and its Canadian Principals Based on CFTC Charges of Misappropriating More Than $4.6 Million in a Ponzi Scheme , 5616-09 |
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CFTC Congratulates U.S. Attorney for Obtaining a Criminal Conviction Against Frank Anthony DeSantis III of Stuart, Florida, for Operating a Commodities Investment Scheme , 5615-09 |
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CFTC Charges Hawaii-based Marvin Cooper and Billion Coupons, Inc. with Operating a $4 Million Foreign Currency Ponzi Scheme Aimed at Defrauding the Deaf Community , 5614-09 |
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CFTC Approves Limits on the Number of Agricultural Delivery Instruments that can be Held for Non-Commercial Purposes , 5613-09 |
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CFTC Orders Former Bank Trader and New York City Resident to Pay $360,000 Penalty in Connection with False Trading Reports Submitted to His Former Employer, Bank of America , 5612-09 |
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CFTC’s Division of Market Oversight Issues Advisory Regarding Recordkeeping Requirements , 5611-09 |
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CFTC Seeks Freeze of Assets in Oklahoma Ponzi Scheme Involving Over $30 Million , 5610-09 |
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CFTC Obtains Judgment Against Albert E. Parish and Parish Economics LLC for Operating a Commodity Pool Scam in CFTC Anti-Fraud Action , 5609-09 |
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CFTC Charges Minnesota Resident Charles “Chuck” E. Hays and His Company, Crossfire Trading, LLC, with Running a $5.5 Million Ponzi Scheme , 5608-09 |
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CFTC Launches New Monthly Report , 5607-09 |
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CFTC Charges Nicholas Cosmo and Agape Companies with Defrauding Customers of Tens of Millions of Dollars in Commodity Futures Trading Scheme , 5606-09 |
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CFTC Obtains Asset Freeze in Fraudulent Solicitation and Misappropriation Case Against International Foreign Currency Firm, Atwood & James, and Michael Kardonick , 5605-09 |
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CFTC’s Division of Clearing and Intermediary Oversight Provides Annual Report Guidance to Commodity Pool Operators , 5604-09 |
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CFTC Staff Allows Hong Kong Futures Exchange Limited’s Mini Futures Contracts Based on the Hang Seng Index and the Hang Seng China Enterprises Index to be Offered and Sold in the United States , 5603-09 |
