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CFTC Study Finds Independent-Moving Commodity and Equity Markets , 5425-07 |
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CFTC Sues One World Capital Group, LLC and its President John Edward Walsh for Inability to Demonstrate it had Required Capital , 5424-07 |
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Nebraska Federal Court Orders Lawrence J. Volf, Commercial Hedge Services, Inc., Prime Trading Company, Inc., Sherman County Management, Inc., Sherman County Bank, and PT Holdings, Inc. to Pay $325,000 in Restitution to Farmers , 5423-07 |
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CFTC Issues FY 2007 Financial Report; Third Consecutive Clean Opinion on Its Audited Financial Statements , 5422-07 |
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Tennessee Court Finds Fraud and Imposes More Than $9.9 Million in Sanctions against Tennessee Forex Firm FxTrade Financial and its Principals and Salespersons in CFTC Action , 5421-07 |
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Michigan Federal Court Orders Florida Corporations Millenium Trading Group LLC and Worldwide Clearing LLC, and Florida Resident Cedric Stanton, to Pay More Than $10 Million in Sanctions , 5420-07 |
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CFTC Seeks Public Comment on Exemption Requests from ICE Clear U.S., Inc. and ICE Futures U.S. Involving Certain Coffee, Sugar, and Cocoa Swaps , 5419-07 |
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CFTC Revokes the Introducing Broker Registrations of Next Financial Services Unlimited, Inc. and New World Trading, LLC , 5418-07 |
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CFTC’s Agricultural Advisory Committee to Meet December 6, 2007 , 5417-07 |
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California Federal Court Orders Resident Brett E. Lovett to Pay More Than $635,000 in Sanctions in Fraud Action Brought by the CFTC , 5416-07 |
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CFTC Action Allows OMX Nordic Exchange Stockholm AB’s Futures Contract Based on the VINX30 Index to Be Offered and Sold in the United States , 5415-07 |
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CFTC Charges Elizabeth Baldwin, Of Newport, Rhode Island, With Fraudulently Soliciting & Obtaining More Than $500,000 To Trade Commodity Futures , 5414-07 |
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CFTC Adopts Limited Registration Exemption for Foreign-Based Intermediaries , 5413-07 |
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CFTC Obtains Permanent Injunction in Fraud Action Against New York Hedge Fund Operator Cornerstone Capital Management, LLC and its Principal, Atlanta Resident Joseph T. Profit II , 5412-07 |
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Five Current and Former Coral Energy Traders Settle CFTC Charges for False Reporting and Attempted Manipulation in Natural Gas Market; Defendants Ordered to Pay $1 Million Penalty , 5411-07 |
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CFTC Adopts Amendments to Regulations 3.12 and 3.31 to Extend the Period for Filing Termination Notices , 5410-07 |
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CFTC Settles Natural Gas False Reporting and Attempted Manipulation Lawsuit with Energy Trader; Defendant Paul Atha, a Former Trader at Mirant Americas Energy Marketing, L.P. (Mirant), Ordered to Pay a $200,000 Penalty , 5409-07 |
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Florida Federal Court Imposes Sanctions of More Than $20 Million Against a South Florida Firm Cromwell Financial Services, Inc., and Five Area Residents in a Commodity Options Fraud and Failure to Supervise Case , 5408-07 |
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U.S. Commodity Futures Trading Commission Files Action Against Atlanta Company Saxon Financial Services, Inc. , 5407-07 |
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CFTC Releases Rule Enforcement Review of the Chicago Board of Trade , 5406-07 |
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Former BP Trader Paul Kelly Agrees to Pay $400,000 Civil Penalty to Settle U.S. Commodity Futures Trading Commission Charges of Attempted Manipulation of the NYMEX Unleaded Gasoline Futures Contract , 5402-07 |
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BP Agrees to Pay a Total of $303 Million in Sanctions to Settle Charges of Manipulation and Attempted Manipulation in the Propane Market , 5405-07 |
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CFTC Recommends Legislative Changes to Regulation of Exempt Commercial Markets , 5403-07 |
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CFTC Amends Commission Recordkeeping Rule to Improve Market Oversight , 5404-07 |
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South Florida Court Orders Jeffrey Paul Jedlicki, Jeffrey Jedlicki, Inc., Roxana Sofia Lao Mendez, and Beatriz Peralta Quesada to Pay More Than $1.39 Million in Restitution, Disgorgement, and Civil Monetary Penalties for Foreign Currency Options Scam , 5401-07 |
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First International Commodity Market Manipulation Conference to be Hosted by the CFTC , 5400-07 |
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CFTC’s Office of International Affairs Hosts International Symposium and Training Program on Regulation of Derivative Products, Markets, and Financial Intermediaries , 5399-07 |
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U.S. Commodity Futures Trading Commission Settles Foreign Currency (Forex) Fraud Action against Defendant Hao Jan Lu; Total Orders by the Court Exceed $13 Million , 5398-07 |
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New York Federal Court Orders Brokerage Firm, Clearing Firm, and Principals in CFTC Anti-Fraud Action to Pay More Than $2 Million in Restitution and Civil Penalties , 5397-07 |
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U.S. Commodity Futures Trading Commission Continues its Aggressive Enforcement Program and Achieved Record Judgments during Fiscal Year 2007 , 5396-07 |
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U.S. Commodity Futures Trading Commission Sanctions Russell Investments Ireland Limited and Russell Investments Cayman Ltd. for Failure to File Annual Reports on Time for the Commodity Pools they Operate , 5395-07 |
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CFTC Committee to Discuss Global Issue of Regulation of Physical Commodity Markets and Clearing and Settlement , 5394-07 |
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French Company Banque CIAL Agrees to Pay Civil Penalty to Settle U.S. Commodity Futures Trading Commission Charges that it Engaged in Wash Sales in the Treasury Futures Markets , 5393-07 |
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Florida Federal Court Sanctions CEO and Former Employees of Miami Commodity Firm for Defrauding Investors Through False Solicitations of Energy Futures and Options , 5392-07 |
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U.S. Commodity Futures Trading Commission Files Action Against Gregg R. Amerman of Alpharetta, Georgia, and Three Companies that He Controlled; Complaint Alleges Misappropriation of More Than $675,000 in Customer Funds , 5391-07 |
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CFTC Acting Chairman Walt Lukken Announces the Appointment of Michael Loesch to Serve as Chief of Staff , 5390-07 |
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California Federal District Court Imposes Restitution of $13.8 Million and Penalties of $1.5 Million Against Robert Joseph Beasley and Longboat Global Funds Management, LLC in Hedge Fund Fraud Action Brought by the Commodity Futures Trading Commission , 5389-07 |
