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CFTC Charges Unregistered Florida Commodity Pool Operator and Its Chief Executive Officer with Futures Fraud , 8964-24 |
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Federal Court Orders Israeli Man to Disgorge $7 Million in Gains from Fraudulent Binary Options Scheme , 8962-24 |
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CFTC Issues Order Against Uniswap Labs for Offering Illegal Digital Asset Derivatives Trading , 8961-24 |
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Federal Court Orders Oregon Man to Pay Over $209 Million in Monetary Sanctions for Commodity Pool Ponzi Schemes , 8959-24 |
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CFTC Awards Over $4 Million to Insider Whistleblower , 8958-24 |
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Federal Court Orders Operator of Commodity Trading Fund to Pay Restitution and Penalties for Defrauding Fund Participants and Commingling Pool Funds , 8956-24 |
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CFTC Orders Nasdaq Futures, Inc. to Pay $22 Million for Core Principle Violations, Failing to Fully Disclose Incentives, Providing False and Misleading Information , 8954-24 |
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CFTC Orders Swiss Energy Trader to Pay $48 Million for Attempted Market Manipulation , 8953-24 |
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CFTC Orders The Bank of New York Mellon to Pay $5 Million for Swap Reporting and Supervision Failures and Violation of a Prior CFTC Order , 8951-24 |
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CFTC Orders Wisconsin Man to Pay Civil Monetary Penalty for Acting as an Unregistered Commodity Trading Advisor , 8950-24 |
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CFTC Orders Unregistered Pool Operator and its Managing Member to Pay More than $520,000 for Fraud Violations , 8947-24 |
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CFTC Orders Brazilian and Swiss Sugar Companies to Pay $750,000 for Wash Sales , 8946-24 |
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CFTC Orders Truist Bank to Pay $3 Million Penalty and Remediate Recordkeeping and Supervision Failures Relating to Widespread Use of Unapproved Communications Methods , 8945-24 |
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CFTC Orders TD Bank to Pay $4 Million for Supervision Failures Impacting its Electronic Communications Surveillance System , 8944-24 |
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CFTC Orders TD Bank and Cowen to Pay Civil Monetary Penalties for Recordkeeping and Supervision Failures for Firm-Wide Use of Unapproved Communication Methods , 8943-24 |
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CFTC Orders Multinational Commodities Trading Firm to Pay $500,000 Penalty for Federal Position Limit Violations , 8942-24 |
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CFTC Orders Texas Company to Pay $100,000 for Failing to Register as an Introducing Broker , 8941-24 |
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CFTC Awards Over $1 Million to Whistleblower Who Aided a Digital Assets-Related Investigation , 8939-24 |
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CFTC Obtains $12.7 Billion Judgment Against FTX and Alameda , 8938-24 |
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Federal Court Orders El Paso Man and His Firm to Pay Over $31 Million for Forex and Cryptocurrency Fraud , 8934-24 |
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Federal Court Enters Summary Judgment Against Oregon Man and Orders $83 Million in Restitution for Fraud Victims , 8931-24 |
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Federal Court Orders Unregistered Michigan Pool Operator and its President to Pay Over $13 Million for Forex Fraud , 8930-24 |
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CFTC Awards Over $8 Million to Insider Whistleblower Who Aided CFTC and Other Agency Actions , 8922-24 |
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CFTC Orders Trafigura to Pay $55 Million for Fraud, Manipulation and Impeding Communications with the CFTC , 8921-24 |
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CFTC Permanently Revokes Registrations of Mississippi-based Commodity Trading Advisor and Associated Person , 8920-24 |
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CFTC Charges Unregistered Commodity Pool Operator and Its Owner with Futures Fraud and Misappropriation , 8919-24 |
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CFTC Announces Whistleblower Award Over $4.5 Million , 8917-24 |
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CFTC Orders J.P. Morgan to Pay $200 Million for Supervision Failures , 8914-24 |
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CFTC Charges Agridime and Its Co-Founders with a Fraudulent Cattle Scheme , 8911-24 |
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Miami Federal Court Orders Multiple Individuals and Entities to Pay Over $225 Million for Foreign Currency Fraud and Misappropriation Scheme , 8910-24 |
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CFTC Issues Order Against Crypto Prime Brokerage Firm for Unlawfully Providing U.S. Customers Access to Digital Asset Derivatives Trading Platforms , 8909-24 |
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Federal Court Orders Unregistered Pool Operator and its President to Pay Over $11 Million for Forex Fraud , 8899-24 |
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Federal Court Orders California-Based Precious Metals Company, CEO, Senior Salesperson to Pay Over $56 Million for Fraud in Connection with Precious Metals Sales , 8898-24 |
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CFTC Approves Final Rules on Swap Confirmation Requirements for SEFs , 8896-24 |
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Federal Court Orders California Man and His Company to Pay $9 Million in Restitution and Penalties for Forex Fraud , 8892-24 |
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Federal Court Sanctions Nevada Metals Trader for Spoofing in Gold and Silver Markets , 8891-24 |
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CFTC Orders Australian Swap Dealer to Pay $500,000 for Supervision Failures , 8886-24 |
