|
|
New York Court Enters Order Granting Judgment against American Energy Exchange and York Commodities for International Commodity Option Scam , 5337-07 |
|
|
New York Court Enters Order Imposing More than $2,000,000 in Monetary and Other Sanctions against Joseph Pappalardo, Ronald Turner, and Miron Vinokur in a Foreign Currency Scam , 5336-07 |
|
|
Florida Federal Court Imposes More than $16 Million in Sanctions against Two South Florida Corporations and Pompano Beach Resident Ted Romeo in Commodity Options Fraud Case , 5333-07 |
|
|
Defendants in Fraud Action Brought by the U.S. Commodity Futures Trading Commission Ordered to Pay More than $14 Million in Civil Penalties and Disgorgement , 5331-07 |
|
|
California Federal Court Enters Order Granting Judgment against White Pine Trust Corporation and California Resident Stephan Baere in Foreign Currency Fraud Action , 5330-07 |
|
|
Illinois Federal District Court Imposes a Permanent Trading Ban and a $100,000 Civil Monetary Penalty against Florida Resident Bernadette Flavell for Violating a CFTC Order , 5329-07 |
|
|
U.S. Commodity Futures Trading Commission Charges Illinois Resident Anthony A. Demasi and His Company, Tsunami Capital, LLC, with Fraud , 5328-07 |
|
|
U.S. Commodity Futures Trading Commission Files Action in Federal Court to Compel Commodity Index Provider Platts to Produce Relevant Documents in Government Energy Investigation , 5327-07 |
|
|
U.S. Commodity Futures Trading Commission Sanctions Flushing, New York Trader for Illegal Electronic Trading , 5323-07 |
|
|
U.S. Commodity Futures Trading Commission Files Action against Five Foreign Entities and Individuals for Engaging in Illegal Transactions to Pass Money among Trading Accounts , 5322-07 |
|
|
U.S. Commodity Futures Trading Commission Charges South Carolinian Albert E. Parish, Jr. and His Company, Parish Economics, LLC in Multi-Million Dollar Commodity Pool Fraud , 5320-07 |
|
|
U.S. Commodity Futures Trading Commission Files Fraud Action against Florida Foreign Currency Firm, Its Owner, and Futures Commission Merchant , 5319-07 |
|
|
New York Federal Court Judgment Concludes Multi-Million Dollar Foreign Currency (Forex) Fraud Action Brought by the U.S. Commodity Futures Trading Commission , 5316-07 |
|
|
Nine Defendants from “Operation Wooden Nickel” Ordered to Pay Restitution, Return Ill-Gotten Gains, and Pay Fines Totaling More Than $14,000,000 , 5315-07 |
|
|
U.S. Commodity Futures Trading Commission Revokes the Registration of Florida Corporation Worldwide Commodity Corporation and its Successor, South Coast Commodities, Inc. , 5314-07 |
|
|
Government Obtains Judgment against Two New York Investment Firms , 5313-07 |
|
|
Government Charges Texas Man and his Investment Company with Defrauding Customers in Connection with Internet Solicitations , 5312-07 |
|
|
Notice To Customers Of Forefront Investments Corp. D/B/A/ CFG Trader , 5311-07 |
|
|
U.S. Commodity Futures Trading Commission Files Action Against Futures Commission Merchant Forefront Investments Corporation d/b/a CFG Trader For Failure to Maintain the Minimum Amount of Net Capital Required by Federal Law , 5310-07 |
|
|
U.S. Commodity Futures Trading Commission Files Four Cases and Charges Nine Entities for Fraudulently Soliciting Investors Worldwide , 5309-07 |
|
|
New York Federal Court Orders Brokerage Firm, Clearing Firms, and Principals in CFTC Anti-Fraud Action to Pay More Than $21,000,000 in Restitution and Civil Penalties , 5308-07 |
|
|
U.S. Commodity Futures Trading Commission Settles Natural Gas False Reporting and Attempted Manipulation Lawsuit with Former Western Gas Resources Energy Trader Andrew Richmond , 5307-07 |
|
|
Virginia Man & His California Corporation Ordered to Pay Nearly $12 Million in Penalties for Fraudulent Commodity Trading System Sold to More than 15,000 Customers , 5305-07 |
|
|
U.S. Commodity Futures Trading Commission Settles Fraud Action Against Maryland Resident Arthur John Keeffe, II and His Foreign Currency (Forex) Trading Company, Calvary Currencies LLC , 5303-07 |
|
|
Connecticut Resident Burton Friedlander and his Company Ordered to Pay More Than $2 Million to Defrauded Customers in Connection with Commodity Fraud Scheme , 5301-07 |
|
|
Defendants Ordered to Pay $1.6 Million in Government's Attempted Manipulation Case against Concord Energy, LLC and Natural Gas Energy Traders Shawn McLaughlin and Darrell Danyluk , 5300-07 |
|
|
CFTC Settles Recordkeeping Charges Against Pioneer Futures, Inc. , 5298-07 |
|
|
CFTC's Division of Enforcement Clarifies Cooperation Advisory with Respect to the Attorney-Client and Work Product Privileges , 5296-07 |
|
|
Man Financial Inc. Sanctioned for Failing to Supervise Former Employee Who Fraudulently Solicited Customers , 5294-07 |
|
|
Federal Court Imposes Penalty and Restitution of More Than $1.3 Million against Manager at Worldwide Commodity Corporation in Commodity Options Fraud Case , 5293-07 |
|
|
U.S. Commodity Futures Trading Commission Settles Action Charging NRG Energy Inc. with Falsely Reporting Natural Gas Trades , 5292-07 |
|
|
California Court Orders Gilbert Philip Castillo, Jr. and Castle Enterprise Corporation to Pay More than $800,000 in Disgorgement and $480,000 in Civil Penalties for Fraud by an Unregistered Commodity Trading Advisor , 5291-07 |
|
|
Texas Federal Court Orders Payment of More Than $123 Million in Fines and Restitution in Case Filed by the U.S. Commodity Futures Trading Commission against Seattle Firm and its Affiliates Involved in Forex Swindle , 5289-07 |
|
|
U.S. Commodity Futures Trading Commission Files Anti-Fraud Action Against New York Hedge Fund Cornerstone Capital Management, LLC and its Operator, Atlanta Resident Joseph T. Profit II , 5288-07 |
|
|
U.S. Commodity Futures Trading Commission Revokes the Registration of United Investors Group Inc. , 5284-07 |
|
|
U.S. Commodity Futures Trading Commission Revokes the Registration of Risk Capital Trading Group, Inc. , 5283-07 |
|
|
Georgia Hedge Fund, Renaissance Asset Management, LLC, and its Atlanta-based Chief Operating Officer Charged in Federal Court with Commodity Pool Fraud , 5281-07 |
