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California Resident Jinsup Choi Ordered to Pay More than $10 Million in Restitution and a $1 Million Monetary Penalty for Defrauding Investors in a “Ponzi” Scheme Involving Commodity Futures Contracts , 5568-08 |
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Western Virginia Man Found Guilty of 37 Counts Related to Defrauding Commodity Pool Investors out of Millions , 5567-08 |
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CFTC’s Office of International Affairs to host International Symposium and Training Program on Regulation of Derivative Products, Markets, and Financial Intermediaries , 5566-08 |
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CFTC Issues Order to the CBOT that Permits the CME to Clear OTC Ethanol Contracts , 5565-08 |
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CFTC Sanctions Former NYMEX Clerk Brian Keane $90,000 for Fraudulent Trade Practice Scheme , 5564-08 |
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Jacksonville Resident Stephanie Ann Gallitano and Her Fort Lauderdale-Based Companies Ordered to Pay More than $5 Million in Restitution and Civil Monetary Penalties in CFTC Forex Anti-Fraud Action , 5563-08 |
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CFTC’s 2008 Fiscal Year Enforcement Roundup: Agency Files 40 Actions, Obtains Record Amount in Penalties and Fines, Discloses Crude Oil Investigation, Forms Forex Task Force , 5562-08 |
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CFTC to Co-Chair International Task Force on Commodities Markets , 5561-08 |
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CFTC Requests Public Comment on Application by International Derivatives Clearinghouse, LLC for Registration as a Derivatives Clearing Organization , 5560-08 |
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CFTC Charges Michael Derrick Peninger and His Company, CSA Trading Group, Inc., With Fraud and Misappropriation in $1 Million Commodity Pool Scam , 5559-08 |
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CFTC Charges North Carolina Man and Two Companies with Solicitation Fraud and Misappropriation of Approximately $1.3 Million of Customer Funds in Commodity Pool Scheme , 5558-08 |
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U.S. District Court Orders Five Individuals and Firms to Pay More than $23 Million in Connection With the CFTC Cooperative Law Enforcement Investigation “Operation Wooden Nickel” , 5557-08 |
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CFTC Sues Boca Raton Resident Michael A. Meisner and His Company, Phoenix Diversified Investment Corp., in Commodity Pool Anti-Fraud Action , 5556-08 |
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CFTC Sanctions Four Registered Commodity Pool Operators for Failing to File Timely Commodity Pool Reports with the National Futures Association , 5555-08 |
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CFTC Files Action to Revoke the Registration of Philadelphia Alternative Asset Management Company , 5554-08 |
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CFTC Statement Regarding Today’s Trading in Crude Oil , 5553-08 |
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CFTC Statement Regarding Barclays Purchase of Lehman Futures Business , 5552-08 |
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CFTC Update on Efforts Underway to Oversee Markets , 5551-08 |
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Pennsylvania Resident Gary Scholze Ordered to Pay $1 Million Civil Monetary Penalty in Commodity Futures and Options Anti-Fraud Case , 5550-08 |
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CFTC Files Action to Revoke the Registration of Portland, Oregon, Hedge Fund Beacon Rock Capital, LLC , 5549-08 |
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Joseph Clark Lavin and His Companies Ordered to Pay More than $23 Million in Restitution and Civil Monetary Penalties in Retail Foreign Currency Options Case , 5548-08 |
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Greg Kuserk Appointed Deputy Director of the CFTC’s Market Surveillance Section in the Division of Market Oversight , 5546-08 |
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U.S District Court Imposes Sanctions of More than $2.9 Million Against Foreign Fund, Two Individuals, and a Tennessee Corporation in CFTC Anti-Fraud Action , 5545-08 |
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South Florida Residents Frank Anthony DeSantis III and Doreen Rose Valko Ordered to Pay More than $8 Million in Restitution and Penalties for Operating a Foreign Currency Options Scam , 5544-08 |
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Statement of CFTC Acting Chairman Walter Lukken Regarding Recent Market Developments , 5543-08 |
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CFTC Releases Staff Report on Swap Dealers and Index Traders , 5542-08 |
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CFTC Seeks Public Comment on Request by Chicago Board of Trade to Amend its Wheat Futures Contract , 5541-08 |
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CFTC Orders Sempra Energy Trading LLC to Pay $175,000 to Settle Trading Card Violations in Connection with Natural Gas Futures Trading on the NYMEX , 5540-08 |
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California Commodity Pool Operator and its Sole Manager Charged in Federal Court with Commodity Pool Fraud , 5539-08 |
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Futures Commission Merchant Nations Investments, LLC and Members of Two South Florida Families Ordered to Pay $5.4 Million to Settle Undercapitalization and False Statement Charges Brought by the CFTC , 5538-08 |
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CFTC Requests Public Comment on Application by Natural Gas Exchange Inc. for Registration as a Derivatives Clearing Organization , 5537-08 |
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CFTC Sanctions Former NYMEX Broker Ryan Tremblay $50,000 for Fraudulent Trade Practice Scheme , 5536-08 |
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CFTC Sanctions Rosenthal Collins Group, LLC $310,000 for Failing to Enforce Compliance Procedures and Diligently Supervise Employees , 5535-08 |
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CFTC Sanctions Former NYMEX Employee for Disclosing Non-Public Information to NYMEX Floor Brokers , 5534-08 |
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CFTC Designates NYSE Liffe, LLC as a Contract Market , 5533-08 |
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CFTC Staff Action Allows Eurex Deutschland’s Futures Contracts Based on Four Stock Indices to Be Offered and Sold in the United States , 5532-08 |
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Hedge Fund Trader Paul Eustace and Philadelphia Alternative Asset Management Co. Ordered to Pay More Than $279 Million to Defrauded Customers and More than $20 Million in Civil Monetary Penalties in CFTC Action , 5531-08 |
