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CFTC Statement on MF Global Wheat Futures Trading , 5462-08 |
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Florida-Based Executive Commodity Corp. and Three Employees Ordered to Pay Approximately $24 Million in Restitution and Penalties in CFTC Anti-Fraud Action , 5461-08 |
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CFTC Settles Introducing Broker Fraudulent Solicitation Lawsuit with Florida-Based FCM Guarantors National Commodities Corporation, Inc., and International Commodity Clearing LLC , 5460-08 |
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CFTC Files Second Amended Complaint Charging Philip J. Baker, Lake Shore Asset Management Limited, Lake Shore Group, and Several Commodity Pools with Fraud , 5459-08 |
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LJH Global Investments, LLC of Naples, Florida, Ordered to Pay $125,000 Penalty for Failure to File Annual Reports on Time , 5458-08 |
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Paradigm Capital Management LLC of New York Ordered to Pay a $75,000 Penalty for Failure to Timely File Commodity Pool Reports , 5457-08 |
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Charles DeFazio And Galaxy Resources 2000, LLC to Pay $1.43 Million In Sanctions to Settle CFTC Pool Fraud Action , 5456-08 |
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CFTC Establishes New Energy Markets Advisory Committee , 5455-08 |
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CFTC Amends Charges Against Nations Investments, LLC and its Principals; Violations Include Undercapitalization and False Statements , 5454-08 |
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CFTC and the China Securities Regulatory Commission Sign Arrangement for Enhanced Cooperation and Collaboration , 5453-08 |
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CFTC Approves Price Limit Increase for Wheat Futures Contracts , 5452-08 |
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Michigan Couple Ordered to Pay More Than $3.1 in Sanctions for “Private Hedge Fund” Fraud , 5451-08 |
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CFTC Acting Chairman Lukken Comments on DOJ Letter to Department of the Treasury , 5450-08 |
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Tennessee Federal Court Orders Christian Kis of Hendersonville, Tennessee to Pay More Than $900,000 in Penalties in Hedge Fund Fraud Action , 5449-08 |
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Illinois Resident Edward R. Velazquez and His Three “V-Tek” Companies Sanctioned Over $11.6 Million in Settlement of CFTC Commodity Fraud Action , 5448-08 |
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New Jersey Federal Court Orders More Than $8 Million in Sanctions Against Robert W. Shimer, Vincent J. Firth, and Equity Financial Group LLC in CFTC Anti-Fraud Action , 5447-08 |
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CFTC Action Allows Eight Eurex Deutschland Futures Contracts to be Offered and Sold in the United States , 5446-08 |
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Jill E. Sommers Appointed to Chair CFTC’s Global Markets Advisory Committee , 5445-08 |
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CFTC Applauds President’s Recommendation for Increased Agency Funding , 5444-08 |
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CFTC Sanctions Virginia Commodity Pool Operator $739,000 to Settle Fraud and Misappropriation Charges , 5443-08 |
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CFTC Files Action to Revoke Registrations of Introducing Brokers Liberty Financial Trading Corp., Inc. and Liberty Real Assets Investment Corporation , 5442-08 |
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CFTC Settles Charges against Dubai-Based Supama International DMCC for Engaging in Illegal Trades that Resulted in an Illegal Pass of Money among Accounts , 5441-08 |
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CFTC Participates in Service Project to Honor Dr. Martin Luther King Jr: Also Announces Participation in Volunteer Reading Program , 5440-08 |
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CFTC Chairman Announces Appointment of New York, Chicago and Kansas City Regional Administrators , 5439-08 |
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CFTC Provides Annual Report Guidance to Commodity Pool Operators , 5438-08 |
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CFTC Charges Argentine Trader with Defrauding More Than 400 Customers Worldwide in a $43.8 Million Investment Scheme , 5437-08 |
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CFTC Proposes to Expand Registration Exemption for Foreign-Based Intermediaries , 5436-08 |
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CFTC Obtains Verdict Against Former Coral Energy Trader Anthony Dizona for Attempted Manipulation; Jury Finds Defendant Violated the Commodity Exchange Act by Attempting to Manipulate the Natural Gas Market Eight Times , 5435-08 |
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CFTC Charges Two Chicago Board of Trade Floor Brokers with Defrauding Customers Out Of More Than $2 Million , 5434-08 |
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Former Employee of Pompano Beach Commodity Firm, Leslie Weiner, Settles Charges that He Defrauded Commodity Options Customers , 5433-08 |
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President of a Miami Commodity Futures and Options Firm Sanctioned $260,000 for Fraud and Misappropriation of Customer Funds , 5432-08 |
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CFTC Seeks to Revoke the Registration of Fort Lauderdale-based Worldwide Clearing, LLC , 5431-08 |
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CFTC Extends Public Comment Period on Exemption Requests from ICE Clear and ICE Futures Involving Certain Coffee, Sugar, and Cocoa Swaps , 5430-08 |
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CFTC Forex Boiler Room Fraud Action Nets $3.4 Million in Sanctions Against “Richmond Global” and Vincent Danio; Defrauded Customers Lost More Than $1.7 Million Trading Forex , 5429-07 |
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CFTC Applauds Increased Funding Level for the Agency , 5428-07 |
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MF Global Inc. and Thomas Gilmartin to Pay More Than $77 Million to Settle Actions by CFTC and Receiver ad litem , 5427-07 |
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CFTC Sues Futures Commission Merchant Forex Liquidity LLC Alleging Undercapitalization in Excess of $11.6 Million , 5426-07 |
