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Ohio Court Permanently Bars Allied Financial Group, Inc (AFG) of Powell, Ohio, and Robert Bobo from the Futures Industry; AFG and Bobo Agree to Pay Restitution to Defrauded Investors , 4086-97 (C2-94-981) |
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CFTC Provides Guidance to NFA Concerning Floor Broker and Floor Trader Cases , 61-97 |
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Linda J. Ferren Appointed Executive Director of CFTC , 4085-97 |
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CFTC Requests Public Comment on Draft Proposed Revisions by the CBT to Corn and Soybean Futures Contracts , 4084-97 |
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CFTC Files Civil Action Against James M. Zoller and Tech-Comm Limited Partnerships For Fraud: Court Issues Preliminary Injunction , 4083-97 (Civ 97-5691) |
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CFTC Charges Florida Companies, Three Principals, With Nationwide Telemarketing Scheme Involving Illegal Off-exchange Futures Contracts in Precious Metals, Heating Oil, Other Commodities , 4082-97 (Civ 97-7422) |
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Florida Court Finds Richard E. Maseri in Contempt for His Transfer of Frozen Assets in Violation of Consent Order of Preliminary Injunction; Maseri Is Ordered to Pay $33,000 , 4081-97 (Civ 95-6970) |
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Chairperson Born Expresses Appreciation to Commissioner Joseph Dial , 4080-97 |
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Michigan Court Issues Permanent Injunction Finding That Daniel M. O'Shaughnessey Defrauded Pool Customers of Over $435,000 , 4079-97 |
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CFTC's Financial Products Advisory Committee to Meet on November 13, 1997 , 4078-97 |
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CFTC Orders the Chicago Board of Trade to Change Delivery Specifications For Its Corn and Soybean Futures Contracts , 4077-97 |
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CFTC Issues Order Granting CME a Dual Trading Exemption for the S&P 500 Futures Contract Market and A Proposed Order Granting CME Conditional Dual Trading Exemptions for Seven Other High-Volume Contract Markets , 4076-97 |
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CFTC Issues Proposed Order Granting CBT Conditional Dual Trading Exemptions for 13 High-Volume Contract Markets , 4075-97 |
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Pennsylvania Court Issues Permanent Injunction Against Robert H. Rutman in CFTC Anti-Fraud Enforcement Action, Effectively Barring Him From the Futures Industry , 4074-97 |
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CFTC Notifies the New York Futures Exchange of the Results of A Rule Enforcement Review , 4073-97 |
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Year 2000 Computer Problem , 55-97 |
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Commodity Derivatives Regulator Publish Guidance on Strengthening the Supervision of International Markets , 4072-97 |
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CFTC ALJ Finds First Commercial Financial Group, Inc. (FCFG) Mark E. Rehn and John A. Hermanson Liable for Violating Capital Requirements and Filing False Reports in Connection With Check-Kiting Scheme , 54-97 |
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CFTC Accepts Settlement Offer of Edward T. Hamlet of Boca Raton, Florida Finding The He Aided and Abetted Commodity Fraud , 4071-97 (CFTC Docket No. 94-14) |
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CFTC Proposes Pilot Program for Agricultural Trade Options , 4070-97 |
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CFTC's Agricultural Advisory Committee to Meet on October 29, 1997 , 4069-97 |
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Memorandum of Understanding Between the SEC, CFTC, Bank of England and Financial Services Authority , 4068-97 |
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CFTC Make Its Strategic Plan Available , 51-97 |
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CFTC Files Civil Injunctive Complaint and Motion of Preliminary Injunction Against Brien Sullivan of Honolulu, Hawaii , 4067-97 (97-Civ-01478) |
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CFTC Charges Global Link Miami Corporation and Three Individuals with Fraud in the Offer and Sale of Illegal Futures Contracts , 4066-97 (CFTC Docket 98-1) |
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U.S. District Court Grants Summary Judgment to CFTC in Fraud Action Against Richard E. Maseri of Boca Raton, FLA., and Private Research, Inc. , 4065-97 |
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The CFTC and The German Bundesaufsichtsamt Für Den Wertpapierhandel Sign Mou , 4064-97 |
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Preliminary Injunction Entered Against FTI Financial Group of Toledo, Ohio, and Three of Its Partners in CFTC Anti-Fraud Enforcement Action , 4063-97 |
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New York Federal Court Denies Motion to Dismiss in Case Brought By CFTC Involving Commodity Trading Advice Given Through Computer Software , 4062-97 Full text of Opinion and Order |
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Permanent Injunction and Multimillion Dollar Disgorgement Order Entered Against Carrington Financial Corp., Marc S. Wuensch, and A. Francis Sidoti in CFTC Anti-Fraud Action , 4061-97 |
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CFTC Notifies the Chicago Mercantile Exchange Clearing House of the Results of Its Review of the CME Clearing House's Compliance with the Commission's Segregation and Related Recordkeeping Rules , 4060-97 |
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CFTC Notifies the Board of Trade Clearing Corporation of the Results of Its Review of the BOTCC's Compliance with the Commission's Segregation and Related Recordkeeping Rules , 4059-97 |
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CFTC Completes Comprehensive Horizontal Rule Enforcement Review of Exchange Broker Association Programs , 4058-97 |
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CFTC Files Statutory Disqualification Action Against Mark S. Shaner, Effectively Barrring Him From the Futures Industry , 4057-97 |
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Illinois Court Permanently Bars Anthony S. Ramirez and Abacus Investment Group Inc., From the Futures Industry , 4056-97 |
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Tennessee Court Issues Preliminary Injunction in CFTC Enforcement Action Against Ronald Barback , 4055-97 |
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CFTC Announces Availability of the <i>International Regulation of Derivative Markets, Products and Financial Intermediaries</i> and <i>1997 Status Report on Exchange-Traded Derivatives Markets in Emerging and Developing Countries</i> , 4054-97 |
