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CFTC Files Disqualification Actions Against Frank Barbarino and Frank D’Amato, Floor Brokers at the New York Mercantile Exchange , 4237-99 |
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Florida District Court Orders Over $7.96 Million in Disgorgement from Marc Stephen Wuensch for Commodity Options Fraud , 4236-99 |
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CFTC Adds Robert C. Rossi as Respondent in Enforcement Action , 4235-99 |
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<p align="left">The CFTC and the Portuguese Commissao Do Mercado De Valores Mobiliarios Sign MOU, , 4234-99 |
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CFTC Finds That Anthony Myskowski, a Floor Broker at the Coffee Sugar COCOA Exchange, is Subject to Statutory Disqualification And Issues Order on Consent Restricting Myskowski's Registration , 4233-99 |
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CFTC Files Disqualification Action Against Michael H. Varner, a Floor Broker at The New York Board of Trade , 4232-99 |
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<div align="left"> Chairperson Brooksley Born Announces Her Intention Not to Seek Reappointment of a Second Term, , 4231-99 |
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CFTC Files Administrative Complaint Against Farmers Cooperative Company And Three Employees Charging Violations Of The Commodity Exchange Act And Regulations , 4230-99 |
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CFTC Finds That The Andersons, Inc. Of Maumee, Ohio, Offered To Enter And Entered Into Illegal Futures And Option Contracts; CFTC Order Accepting Settlement Offer Finds Convertible HTA Contracts and Option Features Contracts Violated the Commodity Exchange Act, , 4229-99 |
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<div align="left"> Commodity Futures Trading Commission Approves the New York Mercantile Exchange's Proposal to Permit EFS Transaction, , 4228-99 |
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Oklahoma District Court Orders $3.4 Million Restitution Payment and Bars Former Tulsa Resident, Richard Conroy Bell, From the Commodity Futures Industry for Commodity Pool Scheme , 4227-99 |
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<div align="left"> Commodity Futures Trading Commission Proposes Revisions to Part 30 of Its Regulations, , 4226-99 |
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<div align="left"> CFTC Adopts Amendments to Its Rules Governing the Granting of a Temporary Lincense by the National Association, , 4225-98 |
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New York Court Orders Defendants to pay over $7.1 Million in Civil Penalties, and Orders Restitution in Excess of $2.3 Million to Customers in CFTC Action Involving Illegal Foreign Currency Futures Fraud , 4224-99 |
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CFTC Issues an Order Granting Dual Trading Exemption to the Coffee, Sugar & Cocoa Exchange, Inc. , 4223-98 |
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CFTC Adopts New Regulation 1.69 Requiring Self-Regulatory Organizations to Adopt Rules Prohibiting Governing Board, Disciplinary Committee and Oversight Panel Members from Deliberating or Voting on Certain Matters , 4222-98 |
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Florida Court Issues Asset Freeze and Appoints Receiver in CFTC Action Charging Fraudulent Commodity Pool; CFTC Charges Michael Colton and Future-Comm Trading With Defrauding Customers Through Personal Solicitations and an Internet Site , 4221-98 |
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Commodity Futures Trading Commission Announces Education Initiative , 4220-98 |
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California Federal Court Enters Permanent Injunction Against Linton Samaru in Case Charging Nationwide Telemarketing Scheme Involving Precious Metals , 4219-98 |
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CFTC Files Administrative Complaint Against First Options of Chicago, Inc., Charging Recordkeeping Violations , 4218-98 |
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CFTC Files Enforcement Action Alleging Fraud by Steven G. Soule of Atlanta, GA and Aiding and Abetting Fraud by Kyler F. Lunman II of Rumson, NJ and Hold-Trade, Inc., a/k/a Hold Trade, Ltd. of Red Bank, NJ , 4217-98 |
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CFTC's ALJ's Initial Decision On Remand Revokes Registration of Michael F. Staryk, Orders Him to Pay Civil Penalty of $1,327,500 and Imposes Permanent Trading Ban , 4216-98 |
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Kentucky District Court Enters Consent Order of Permanent Injunction Against Charles Nicholas Barth in Commodity Pool Fraud Case , 4215-98 |
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Commodity Futures Trading Commission Announces Its Participation in Department of Justice and FBI Telemarkting Fraud Initiative , 4214-98 |
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CFTC Global Markets Advisory Committee to Meet on December 9, 1998 , 4213-98 |
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CFTC ALJ Denies Todd Alan Thomas Relief from Default, Finds Fraud in Solicitations of Commodity Options Customers , 4212-98 |
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CFTC Adopts Final Rules Establishing Procedures for Requesting Exemptive, No-Action and Interpretative Letters , 4211-98 |
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Florida Federal Court Enjoins Richard Maseri and Private Research Inc. From Violations of the Commodity Exchange Act, and Orders Masteri to Pay Over $552,000 and Private Rsearch to Pay Over $239,000 in Restitution to Customers , 4210-98 |
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CFTC Files Complaint and Obtains an Asset Freeze Against Defendants in Illinois Accused of Commodity Fraud , 4208-98 |
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CFTC ALJ Enters Cease and Desist Order and 10-Year Trading Ban Against Shahrokh Nikkhah For Trade Practice Violations , 4207-98 |
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New York District Court Orders Disgorgement of $2.6 Million in Frontrunning Scheme and Bars Thomas E. Kelly, Andrew David Rhee, adn Reflex Asset Management Corporation From the Futures Industry , 4206-98 |
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CFTC ALJ Finds Grain Land Cooperatives Entered Into Illegal Off-Exchange Futures Contracts , 4205-98 |
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The Commodity Futures Trading Commission Reminds FCM's and IB's of their Obligation to Prepare their Reporting and Disclosure Systems to Accommodate the Introduction of the New Euro-Currency , 47-98 |
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CFTC Releases Consumer Advisory Warning on Sales Pitches Based on Seasonal Demand and Other Public Information , 4204-98 |
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CFTC Issues Order Finding Henry & Horne, PLC, an Accounting Firm, Engaged In Improper Unprofessional Conduct , 4203-98 |
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CFTC Issues Order Finding Anatoly Osadchy a/k/a Anthony Osadchy, An Accounant, Engaged in Impropoer Unprofessional Conduct , 4202-98 |
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CFTC Issues Order Finding That David Green Committed Numerous Violations In Operation of Commodity Pool , 4201-98 |
