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CFTC Charges Perry Jay Griggs, Rachelle Griggs and Aloha Trading Company, Inc. with Operating a Multi-Million Dollar Ponzi Scheme , 5929-10 |
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Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues to Meet , 5928-10 |
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Federal Court Orders More than $16.2 Million in Customer Restitution and Monetary Penalties against Texas Defendants Scott P. Kear, Sr., Jeffery L. Lyon and their Firms in CFTC Anti-Fraud Action , 5927-10 |
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CFTC to Hold Open Meeting on Third Series of Proposed Rules under the Dodd-Frank Act , 5926-10 |
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CFTC Launches Online Form for Submitting Comments , 5925-10 |
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CFTC Staff to Host Public Roundtable to Discuss Individual Customer Collateral Protection , 5924-10 |
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CFTC/SEC Staffs to Host Joint Public Roundtable to Discuss Issues Related to the Clearing of Credit Default Swaps , 5923-10 |
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CFTC to Hold Open Meeting on Second Series of Proposed Rules under the Dodd-Frank Act , 5922-10 |
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CFTC Charges Ohioans Kevin and Keelan Harris, Complete Developments LLC, Investment International Inc. and Three Ontario, Canada-based Defendants with Operating a Multi-Million Dollar Foreign Currency Ponzi Scheme , 5921-10 |
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Commodity Futures Trading Commission’s Technology Advisory Committee to Meet October 12, 2010 , 5920-10 |
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Federal Court Imposes More than $41.2 Million in Relief and Sanctions against Idaho-based Daren L. Palmer and His Company, Trigon Group LLC, in Commodity Pool Ponzi Scheme , 5919-10 |
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CFTC Enforcement Program Filings Increase 14 Percent in Fiscal Year 2010 , 5918-10 |
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CFTC Files Action to Revoke the Registrations of Cornerstone Capital Management, Inc. , 5917-10 |
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CFTC Charges Accounting Firms McGladrey & Pullen, LLP and Altschuler, Melvoin & Glasser LLP, and Partner G. Victor Johnson II with Failure to Audit Properly Sentinel Management Group, Inc. , 5916-10 |
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CFTC Sanctions Rosenthal Collins Group, L.L.C. More than $1.3 Million for Supervision Violations , 5915-10 |
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CFTC Sanctions Triland USA Inc. $725,000 for Failing to Maintain Secured Customer Funds and Failing to Provide Timely Notice to the CFTC of the Deficiency , 5914-10 |
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Commodity Futures Trading Commission’s Global Markets Advisory Committee to Meet October 5, 2010 , 5913-10 |
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Statement by CFTC Chairman Gensler and SEC Chairman Schapiro on the Joint Report Regarding the Market Events of May 6th , 5912-10 |
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CFTC Imposes Permanent Trading Ban on Kevin McCormick for Submitting Trading Cards with Fictitious Commodity Futures Trades , 5911-10 |
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CFTC Sanctions Alaron Trading Corporation $260,000 for Supervisory Failures , 5910-10 |
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CFTC Issues Request for Comment on Options for a Proposed Exemptive Order Relating to the Trading and Clearing of Precious Metal Commodity-Based ETFs and Concept Release , 5909-10 |
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CFTC Charges Texas-based Company and its Principals with Issuing False Account Statements in Foreign Currency Anti-Fraud Action , 5908-10 |
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CFTC Charges Rodney W. Whitney, Nicholas T. Cox and Their Trading Firm, Integra Capital Management LLC, with Operating a $3 Million Ponzi Scheme , 5907-10 |
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CFTC Seeks Comment Regarding Agricultural Swaps , 5906-10 |
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Joint Statement by CFTC Chairman Gary Gensler and European Commissioner Michel Barnier on the Financial Reform Agenda , 5905-10 |
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CFTC Charges People’s Alternative, Inc. and its Principals with Commodity Pool Fraud and Misappropriation , 5904-10 |
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Federal Court Freezes Assets of Mark Alan Vanderploeg and His Companies, Midwest Land & Livestock, Inc., SKV Farms Inc. and DCV Farms, Inc. , 5903-10 |
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CFTC Charges Joseph L. Autry, Jr. and Autry Capital Management with Commodity Pool Ponzi Scheme Fraud, Misappropriation and Issuing False Customer Reports , 5902-10 |
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CFTC to Hold Open Meeting on First Series of Proposed Rules Under the Dodd-Frank Act , 5901-10 |
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CFTC Sanctions Former Metals Trader for Defrauding General Motors , 5900-10 |
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CFTC Issues Orders Permitting the Transfer of Minneapolis Grain Exchange’s Contract Market Designation and Derivatives Clearing Organization Registration , 5899-10 |
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CFTC Announces Panelists for September 16 Public Roundtable to Discuss the Commission’s Proposed Ownership and Control Report , 5898-10 |
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CFTC Releases Rule Enforcement Review of the Chicago Mercantile Exchange and the Chicago Board of Trade , 5897-10 |
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Gensler Statement on September 15 CFTC/SEC Public Roundtable to Discuss Swap Execution Facilities and Security-Based Swap Execution Facilities , 5896-10 |
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CFTC, SEC Announce Panelists, Room Update and Webcast Address for September 15 Public Roundtable to Discuss Swap Execution Facilities and Security-Based Swap Execution Facilities , 5895-10 |
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CFTC Sanctions Houston-based Vitol Inc. and Vitol Capital Management Ltd. $6 Million for Willfully Failing to Disclose Material Facts to the New York Mercantile Exchange , 5894-10 |
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Gensler Statement on CFTC/SEC Public Roundtable to Discuss Swap Data, Swap Data Repositories and Real Time Reporting , 5893-10 |
