LATEST NEWS

Date	PRESS RELEASES
10/02/2023	CFTC Approves Proposed Rule Regarding Exemptions from Certain Compliance Requirements for Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools , 8802-23
09/29/2023	CFTC Orders Three Financial Institutions to Pay Over $50 Million for Swap Reporting Failures and Other Violations, 8801-23
09/29/2023	CFTC Orders Goldman Sachs to Pay $3 Million for Supervision Failures and Material Omissions in a Letter to the CFTC’s Division of Enforcement, 8800-23
09/29/2023	Foreign Trading Platform Charged with Failure to Register and Supervise Its Anti-Money Laundering Procedures , 8799-23
09/29/2023	CFTC Charges Four Individuals and a Seychelles Company with Operating a Fraudulent Digital Assets Trading Scheme and Misappropriation, 8798-23

Date	Public Statements & Remarks
10/02/2023	Keynote Address of Chairman Rostin Behnam at the Futures Industry Association Expo 2023, Chicago, Illinois Chairman Rostin Behnam
09/29/2023	Concurring Statement of CFTC Commissioner Christy Goldsmith Romero on CFTC v. Goldman Sachs Over and Over Again Commissioner Christy Goldsmith-Romero
09/22/2023	Statement of Commissioner Summer K. Mersinger Regarding Extension of Staff No-Action Position Regarding Ownership and Control Reports Commissioner Summer K. Mersinger
09/21/2023	Keynote Address of Commissioner Kristin N. Johnson at the World Federation of Exchanges Annual Meeting Commissioner Kristin N. Johnson
09/11/2023	Modernizing Investor Protection for the Digital Age: Opening Remarks of CFTC Commissioner Christy Goldsmith Romero Commissioner Christy Goldsmith Romero

Date	UPCOMING EVENTS
10/04/2023	Commissioner Goldsmith Romero to Participate on Panel at The Economist’s Sustainability Week: Countdown to COP28
10/04/2023	Chairman Behnam to Participate in a Fireside Chat at the 2023 Federal Reserve Bank of Chicago Financial Markets Group Fall Conference
10/04/2023	Commissioner Johnson to Provide Opening Remarks at the CFTC’s Technology and Fraud: Stopping Scams in a Digital World Virtual Event
10/04/2023	CFTC to Host Technology and Fraud Virtual Event for World Investor Week
10/05/2023	Commissioner Johnson to Provide a Keynote Address at the Baker Institute Annual Energy Summit

Date	RECENT EVENTS
10/02/2023	Commissioner Pham to Speak at FIA Expo 2023
10/02/2023	Commissioner Johnson to Participate in a Fireside Chat at the Fordham Law Blockchain Regulatory Symposium
10/02/2023	Chairman Behnam to Deliver the Keynote Address and Participate in a Fireside Chat at FIA Expo 2023
09/28/2023	Chairman Behnam to Keynote and Participate in a Panel at the Northwind 17th Annual Capital Markets Invitational Forum
09/28/2023	Chairman Behnam to Participate in a Fireside Chat with GDF & DLA Piper: Global Digital Forum