LATEST NEWS

Press Releases

Date	PRESS RELEASES
01/22/2020	ICYMI: Making Derivatives Markets Work for American Agriculture, 8106-20
01/21/2020	CFTC Orders Australian Company to Pay $1 Million for Spoofing , 8105-20
01/13/2020	CFTC Orders South Korean Company to Pay $700,000 for Spoofing, 8104-19
01/10/2020	CFTC Charges US Coin Bullion LLC and its Owners with $7.9 Million Precious Metals Fraud, 8103-20
01/10/2020	CFTC Obtains $2.5 Million Judgment for Fraudulent Solicitation and Misappropriation of Funds From Commodity Pool Participants, 8102-19

Speeches and Testimonies

Date	SPEECHES AND TESTIMONIES
01/03/2020	Statement of Division of Swap Dealer and Intermediary Oversight on Annual Compliance Report Requirements Joshua B. Sterling, DSIO Director
12/18/2019	Statement of Chairman Heath Tarbert in Support of the Cross-Border Swaps Proposal Chairman Heath Tarbert
12/18/2019	Joint Statement of Chairman Heath Tarbert, Commissioner Rostin Behnam, and Commissioner Dan Berkovitz in Support of Proposed Rule Restricting Post-Trade Name Give-Up Chairman Tarbert, Commissioners Behnam and Berkovit
12/18/2019	Statement of Chairman Heath Tarbert in Support of Final Amendments for Derivatives Clearinghouses Chairman Heath Tarbert
12/18/2019	Supporting Statement of Commissioner Brian Quintenz Regarding Proposed Rule: Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to SDs and MSPs Commissioner Brian Quintenz

Events

Date	UPCOMING EVENTS
01/24/2020	Commissioner Berkovitz to Speak on a Panel at the ABA Derivatives & Futures Law Committee Winter Meeting
01/24/2020	Commissioner Quintenz to Participate in a Fireside Chat at the ABA Derivatives & Futures Law Committee Winter Meeting
01/24/2020	Commissioner Stump to Speak on a Panel at the ABA Derivatives & Futures Law Committee Winter Meeting
01/24/2020	Chairman Tarbert to Keynote at the ABA Derivatives & Futures Law Committee Winter Meeting
01/26/2020	Commissioner Berkovitz to Speak at the Commodity Markets Council State of the Industry

Date	RECENT EVENTS
01/17/2020	Chairman Tarbert to Keynote at the Annual Meeting of the American Bar Association’s Banking Law Committee
01/14/2020	Commissioner Quintenz to Speak at the Washington Ag Roundtable
12/18/2019	Commissioner Quintenz to Speak on a Cryptocurrency Panel at DC Bar Event
12/18/2019	CFTC to Hold an Open Commission Meeting on December 18
12/11/2019	Commissioner Quintenz to Speak on a Panel at the National Association of Attorneys General Capital Forum

Podcasts

DATE	EPISODE
08/02/2019	The Effect of Capital Rules on Derivatives Markets
07/10/2019	Credit Derivatives
06/13/2019	A View into the WTI Crude Oil Derivatives Market Structure